Filing Details
- Accession Number:
- 0001127602-11-024627
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-09-01 14:42:26
- Reporting Period:
- 2011-08-30
- Filing Date:
- 2011-09-01
- Accepted Time:
- 2011-09-01 14:42:26
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
93556 | Stanley Black & Decker Inc. | SWK | Cutlery, Handtools & General Hardware (3420) | 060548860 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1022723 | D Nolan Archibald | 1000 Stanley Drive New Britain CT 06053 | Executive Chairman | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-08-30 | 154,215 | $23.53 | 906,613 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-08-30 | 154,215 | $62.05 | 752,398 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | Disposition | 2011-08-30 | 154,215 | $0.00 | 154,215 | $23.53 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
100,785 | 2011-09-20 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 21,612 | Indirect | By O'Hare Enterprises |
Common Stock | 28,927 | Indirect | By Spouse |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Interest In Employer Stock Fund (401(k) Plan) | $0.00 | 6,085 | 6,085 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
6,085 | 6,085 | Direct |
Footnotes
- The option is currently exercisable.
- Common stock includes 99,450 Restricted Stock Awards that will vest on April 16, 2012; 188,317 Restricted Stock Units that will vest on April 29, 2013; and 52,186 Restricted Stock Units that will vest in four equal installments on each of the first four anniversaries of the grant date (Dec. 9, 2010).
- The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $62.00 to $62.39 inclusive. The reporting person undertakes to provided to the Company, any securityholder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
- Exempt
- Represents shares held for the reporting person under the Company's 401(k) Savings Plan as of the last day of the calendar month that ended at least 10 days prior to the date of this report, including shares acquired or disposed of on various dates since balance was last reported.