Filing Details
- Accession Number:
- 0000950170-24-130713
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2024-11-25 20:02:44
- Reporting Period:
- 2024-11-15
- Accepted Time:
- 2024-11-25 20:02:44
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 933972 | 374Water Inc. | SCWO | Motors & Generators (3621) | 880271109 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1429114 | H Richard Davis | C/O 374Water Inc 701 W. Main Street, Suite 410 Durham NC 27701 | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock (Restricted Stock Units) | Acquisiton | 2024-11-15 | 40,000 | $0.00 | 322,898 | No | 4 | A | Direct | |
| Common Stock | Acquisiton | 2024-11-18 | 40,000 | $1.25 | 160,533 | No | 4 | P | Indirect | By spouse |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | A | Direct | |
| No | 4 | P | Indirect | By spouse |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Warrants (right to buy) | Acquisiton | 2024-11-18 | 60,000 | $0.00 | 60,000 | $1.13 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 60,000 | 2024-11-18 | 2029-11-17 | No | 4 | P | Indirect |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 10,000 | Indirect | By Darby Shore Management Inc. |
Footnotes
- Fully vested on date of grant.
- The purchase price for each share of the 40,000 shares of Common Stock reported in Table I and the accompanying warrants was $1.25
- Mr. Davis is an officer, director and 25% shareholder of Darby Shore Management, Inc., a Florida corporation ("Darby"), and may be deemed to have voting and investment power over the shares held by Darby.
Billionaire Hedge Funds
