Filing Details
- Accession Number:
- 0000066756-11-000120
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-09-01 14:17:07
- Reporting Period:
- 2011-08-31
- Filing Date:
- 2011-09-01
- Accepted Time:
- 2011-09-01 14:17:07
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 66756 | Allete Inc | ALE | Electric & Other Services Combined (4931) | 410418150 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1194737 | A Mark Schober | 30 West Superior Street Duluth MN 55802 | Senior Vp & Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-08-31 | 4,413 | $29.79 | 20,961 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2011-08-31 | 2,207 | $23.79 | 23,168 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-08-31 | 700 | $39.03 | 22,468 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-08-31 | 600 | $39.04 | 21,868 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-08-31 | 1,182 | $39.05 | 20,686 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-08-31 | 2,000 | $39.06 | 18,686 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-08-31 | 1,100 | $39.07 | 17,586 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-08-31 | 100 | $39.10 | 17,486 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-08-31 | 200 | $39.11 | 17,286 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-08-31 | 700 | $39.13 | 16,586 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-08-31 | 38 | $39.15 | 16,548 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right-to-buy) | Disposition | 2011-08-31 | 4,413 | $0.00 | 4,413 | $29.79 |
| Common Stock | Employee Stock Option (right-to-buy) | Disposition | 2011-08-31 | 2,207 | $0.00 | 2,207 | $23.79 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2012-01-02 | No | 4 | M | Direct | |
| 0 | 2013-02-03 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 12,391 | Indirect | By RSOP Trust |
| Common Stock | 118 | Indirect | By child sharing Insider's household |
Footnotes
- Includes shares acquired in exempt transactions under ALLETE's employee stock purchase plan and pursuant to the dividend equivalent feature of restricted stock grants under ALLETE's executive long term incentive compensation plan, all based on plan information available as of August 1, 2011.
- Includes shares acquired in exempt transactions under ALLETE's retirement savings and stock ownership plan (RSOP) and is based on RSOP plan information available as of August 1, 2011.
- The option vested in three equal installments on January 2, 2003, January 2, 2004 and January 2, 2005, respectively.
- The option vested in three equal installments on February 3, 2004, February 3, 2005 and February 3, 2006, respectively.
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