Filing Details
- Accession Number:
- 0001016281-24-000178
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2024-11-25 16:50:09
- Reporting Period:
- 2024-11-21
- Accepted Time:
- 2024-11-25 16:50:09
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1016281 | Carriage Services Inc | CSV | Services-Personal Services (7200) | 760423828 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1427418 | R Shawn Phillips | 3040 Post Oak Blvd. Suite 300 Houston TX 77056 | No | No | No | Yes |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2024-11-21 | 2,680 | $20.06 | 85,605 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2024-11-21 | 10,000 | $26.54 | 95,605 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2024-11-21 | 13,288 | $25.43 | 108,893 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2024-11-21 | 20,782 | $38.82 | 88,111 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2024-11-21 | 5,028 | $38.96 | 83,083 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options | Disposition | 2024-11-21 | 2,680 | $0.00 | 2,680 | $20.06 |
| Common Stock | Stock Options | Disposition | 2024-11-21 | 10,000 | $0.00 | 10,000 | $26.54 |
| Common Stock | Stock Options | Disposition | 2024-11-21 | 13,288 | $0.00 | 13,288 | $25.43 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 7,020 | 2026-02-23 | No | 4 | M | Direct | |
| 28,600 | 2027-03-21 | No | 4 | M | Direct | |
| 3,322 | 2028-02-14 | No | 4 | M | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options | $34.79 | 2031-02-17 | 50,000 | 50,000 | Direct | |
| Common Stock | Performance Award | $0.00 | 2024-12-31 | 45,255 | 45,255 | Direct | |
| Common Stock | Stock Options | $49.48 | 2032-02-23 | 25,000 | 25,000 | Direct | |
| Common Stock | Stock Options | $32.69 | 2033-02-22 | 16,200 | 16,200 | Direct | |
| Common Stock | Stock Options | $24.48 | 2034-02-21 | 26,100 | 26,100 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2031-02-17 | 50,000 | 50,000 | Direct |
| 2024-12-31 | 45,255 | 45,255 | Direct |
| 2032-02-23 | 25,000 | 25,000 | Direct |
| 2033-02-22 | 16,200 | 16,200 | Direct |
| 2034-02-21 | 26,100 | 26,100 | Direct |
Footnotes
- Represents shares withheld on 11/21/2024 to cover the option price and taxes associated with the exercise of stock options.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.91 to $39.01 per share. The reporting person undertakes toprovide Carriage Services, Inc., any security holder of Carriage Services, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold ateach separate price.
- Stock Options granted on 2/23/2016 pursuant to the Carriage Services, Inc. Second Amended and Restated 2006 Long-Term Incentive Plan which vested in equal increments each year over five years beginning 2/23/2017. 2,680 options were exercised on 11/21/2024. These options expire on 2/23/2026.
- Stock Options granted on 3/21/2017 pursuant to the Carriage Services, Inc. Second Amended and Restated 2006 Long-Term Incentive Plan which vested in equal increments each year over five years beginning 3/21/2018. 10,000 options were exercised on 11/21/2024. These options expire on 3/21/2027.
- Stock Options granted on 2/14/2018 pursuant to the Carriage Services, Inc. 2017 Omnibus Incentive Plan which vested in equal increments each year over five years beginning 2/14/2019. 13,288 options were exercised on 11/21/2024. These options expire on 2/14/2028.
- Stock Options granted on 2/17/2021 pursuant to the Carriage Services, Inc. 2017 Omnibus Incentive Plan which will vest in equal increments each year over five years beginning 2/17/2022. These options expire on 2/17/2031.
- Represents performance awards, payable in shares on December 31, 2024 granted under the Carriage Services, Inc. 2017 Omnibus Incentive Plan. The award will vest (if at all) on December 31, 2024 provided that the Company's common stock reaches one of five pre-determined growth targets for a sustained period beginning on the grant date of May 19, 2020 and ending on December 31, 2024.
- Stock Options granted on 2/23/2022 pursuant to the Carriage Services, Inc. 2017 Omnibus Incentive Plan which will vest in equal increments each year over seven years beginning 2/23/2023. These options expire on 2/23/2032.
- Stock Options granted on 2/22/2023 pursuant to the Carriage Services, Inc. 2017 Omnibus Incentive Plan which will vest in equal increments each year over three years beginning 2/22/2024. These options expire on 2/22/2033.
- Stock Options granted on 2/21/2024 pursuant to the Carriage Services, Inc. 2017 Omnibus Incentive Plan which will vest in equal increments each year over three years beginning 2/21/2025. These options expire on 2/21/2034.
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