Filing Details
- Accession Number:
- 0001181431-11-047647
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2011-09-01 13:37:52
- Reporting Period:
- 2011-07-26
- Filing Date:
- 2011-09-01
- Accepted Time:
- 2011-09-01 13:37:52
- Original Submission Date:
- 2011-07-26
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1385830 | Neurogesx Inc | NGSX | Pharmaceutical Preparations (2834) | 943307935 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1219042 | Robert Nelsen | 8725 W. Higgins Road, Suite 290 Chicago IL 60631 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-07-26 | 1,744,186 | $1.65 | 4,187,777 | No | 4 | P | Indirect | See Footnotes |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | See Footnotes |
Footnotes
- This amendment is hereby filed to correct the signature of the reporting person. There was no power of attorney in effect to grant Stephen Ghiglieri rights to sign on behalf of the reporting person, Robert Nelsen, at the time of the original filing on July 26, 2011. The line items in Table I are duplicated from the July 26, 2011 filing and for information only; they are not intended to be re-filed.
- The securities sold in the private placement have not been registered under the Securities Act of 1933, as amended, or state securities laws and may not be offered or sold in the United States absent registration with the Securities and Exchange Commission or an applicable exemption from the registration requirements. NeurogesX has agreed to file a registration statement with the Commission covering the resale of the shares of common stock, including shares of common stock issuable upon exercise of the warrants, sold in the private placement.
- ARCH Venture Fund V, L.P. ("ARCH V") is the record holder of 986,744 securities and warrants to acquire 986,744 shares of common stock. In addition to securities held of record by ARCH V, Healthcare Focus Fund, L.P. ("Healthcare") is the record holder of 458,903 securities and ARCH V Entrepreneurs Fund, L.P. ("Entrepreneurs") is the record holder of 11,004 securities. ARCH Venture Partners V, L.P. (the "GPLP"), as the sole general partner of ARCH V, may be deemed to beneficially own certain of the shares held of record by ARCH V. The GPLP disclaims beneficial ownership of all shares held of record by ARCH V in which the GPLP does not have an actual pecuniary interest. (Continue in footnote 4)
- ARCH Venture Partners V, LLC (the "GPLLC"), as the sole general partner of the GPLP, may be deemed to beneficially own certain of the shares held of record by ARCH V. The GPLLC disclaims beneficial ownership of all shares held of record by ARCH V in which it does not have an actual pecuniary interest. Mr. Nelsen is one of the people who have investment control of ARCH V, Healthcare, and Entrepreneurs and serves on the Board of Directors of NeurogesX, Inc.