Filing Details

Accession Number:
0000950170-24-130583
Form Type:
4
Zero Holdings:
No
Publication Time:
2024-11-25 16:25:24
Reporting Period:
2024-11-22
Accepted Time:
2024-11-25 16:25:24
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1591890 Fundamental Global Inc. FGF () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1187586 H Joseph Moglia C/O Fundamental Global Gp, Llc
108 Gateway Boulevard, Suite 204
Mooresville NC 28117
No No No No
1619991 Kyle Cerminara C/O Fundamental Global Gp, Llc
108 Gateway Boulevard, Suite 204
Mooresville NC 28117
Ceo And Chairman No No No No
1878780 Fundamental Global Gp, Llc C/O Fundamental Global Gp, Llc
108 Gateway Blvd., Suite 204
Mooresville NC 28117
No No No No
1946735 Fg Financial Holdings, Llc 108 Gateway Blvd., Suite 204
Mooresville NC 28117
No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
8.00% Cumulative Preferred Stock, Series A, $25.00 Par Value Acquisiton 2024-11-22 2,267 $18.28 68,419 No 4 P Indirect FG Financial Holdings, LLC
8.00% Cumulative Preferred Stock, Series A, $25.00 Par Value Acquisiton 2024-11-25 2,712 $18.50 71,131 No 4 P Indirect FG Financial Holdings, LLC
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect FG Financial Holdings, LLC
No 4 P Indirect FG Financial Holdings, LLC
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 326,965 Indirect FG Financial Holdings, LLC
Footnotes
  1. The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $17.00 to $19.59, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the SEC, upon request, full information regarding the number of shares of the Issuer's common stock purchased at each separate price within the range set forth above.
  2. The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $18.33 to $18.50, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the SEC, upon request, full information regarding the number of shares of the Issuer's common stock purchased at each separate price within the range set forth above.
  3. The partnerships managed by Fundamental Global GP, LLC ("FGGP"), including FG Financial Holdings LLC ("FGFH"), beneficially own in the aggregate 71,131 shares of the Issuer's Preferred Stock and 326,965 shares of the Issuer's common stock. FGGP may be deemed to be a beneficial owner of the securities disclosed as directly owned by FGFH. Due to their positions with FGGP and affiliated entities, Messrs. D. Kyle Cerminara and Joseph H. Moglia may be deemed to be beneficial owners of the securities disclosed as directly owned by FGFH. Each Reporting Person disclaims beneficial ownership of the shares of the Issuer's Preferred Stock and common stock beneficially owned by FGGP except to the extent of his or its pecuniary interest therein.