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Filing Details

Accession Number:: 0000950170-24-130386
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2024-11-22 20:08:51
Reporting Period:: 2024-11-20

Accepted Time:: 2024-11-22 20:08:51
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1841968	P10 Inc.	PX	()	TX

Insiders

Cik	Name	Reported Address	Director	Officer	Large Shareholder	Other
1274195	Covenant Rha Partners, L.p.	4514 Cole Avenue, Suite 1600 Dallas TX 75205	No	No	No	No
1694507	Clark C Webb	4514 Cole Avenue, Suite 1600 Dallas TX 75205	No	No	No	No
1694574	H Robert Alpert	4514 Cole Avenue, Suite 1600 Dallas TX 75205	No	No	No	No
1694778	Ccw/Law Holdings, Llc	4514 Cole Avenue, Suite 1600 Dallas TX 75205	No	No	No	No
1694780	210 Capital, Llc	4514 Cole Avenue, Suite 1600 Dallas TX 75205	No	No	No	No
1694781	Rha Investments, Inc.	4514 Cole Avenue, Suite 1600 Dallas TX 75205	No	No	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Class A Common Stock	Disposition	2024-11-20	800,000	$12.78	333,000	No	4	S	Indirect	See Footnote
Class A Common Stock	Acquisiton	2024-11-20	2,000,000	$0.00	2,333,000	No	4	C	Indirect	See Footnote
Class A Common Stock	Disposition	2024-11-21	333,000	$13.19	2,000,000	No	4	S	Indirect	See Footnote
Class A Common Stock	Disposition	2024-11-21	305,850	$13.52	30,880	No	4	S	Direct
Class A Common Stock	Acquisiton	2024-11-21	10,000	$13.65	40,880	No	4	P	Direct
Class A Common Stock	Disposition	2024-11-21	3,350	$13.66	37,530	No	4	S	Direct
Class A Common Stock	Disposition	2024-11-22	36,495	$13.63	1,035	No	4	S	Direct
Class A Common Stock	Disposition	2024-11-22	1,035	$13.66	0	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Indirect	See Footnote
No	4	C	Indirect	See Footnote
No	4	S	Indirect	See Footnote
No	4	S	Direct
No	4	P	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Class A Common Stock	Class B Common Stock	Disposition	2024-11-20	2,000,000	$0.00	2,000,000	$0.00

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
7,667,397			No	4	C	Indirect

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Class A Common Stock	339,028	Direct

Footnotes

This Form 4 is being filed by: (i) 210 Capital, LLC ("210 Capital"), in its capacity as the sole member of 210/P10 Acquisition Partners, LLC, the direct holder of shares of Class B Common Stock ("210/P10"); (ii) Covenant RHA Partners, L.P. ("RHA Partners"), in its capacity as member of 210 Capital; (iii) CCW/LAW Holdings, LLC ("CCW Holdings"), in its capacity as member of 210 Capital; (iv) Mr. Webb, individually and in his capacity as sole member of CCW Holdings; (v) RHA Investments, Inc. ("RHA Investments"), in its capacity as general partner of RHA Partners; and (vi) Mr. Alpert, individually and in his capacity as President and sole shareholder of RHA Investments (collectively, the "Reporting Persons").
(Continued from footnote 1) Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported herein, except to the extent of his or its pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that such persons are beneficial owners of the securities of the Issuer reported herein.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.30 to $13.135, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
These securities are owned directly by 210/P10. By virtue of their relationship with 210/P10 described in Footnote 1, each Reporting Person may be deemed to beneficially own the securities of the Issuer owned directly by 210/P10.
Holders of Class B Common Stock may elect to convert such shares on a one-for-one basis into Class A Common Stock at any time. After a Sunset (as defined below) becomes effective, each share of Class B Common Stock will automatically convert into Class A Common Stock.
Continued from Footnote 5: A "Sunset" is triggered by any of the earlier of the following: (i) the Sunset Holders (as defined in the amended and restated certificate of incorporation of the Issuer (the "Charter")) cease to maintain direct or indirect beneficial ownership of 10% of the outstanding shares of Class A Common Stock (determined assuming all outstanding shares of Class B Common Stock have been converted into Class A Common Stock), (ii) the Sunset Holders collectively cease to maintain direct or indirect beneficial ownership of at least 25% of the aggregate voting power of the outstanding shares of Common Stock, and (iii) upon the tenth anniversary of the effective date of the Charter. On November 20, 2024, the Reporting Persons elected to convert 2,000,000 shares of Class B Common Stock into an equivalent number of shares of Class A Common Stock.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.00 to $13.405, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.32 to $13.64, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
These securities are owned directly by Mr. Webb.
Reflects an inadvertent purchase not directed by Mr. Webb. Without admitting that error trades are subject to reporting or disgorgement under Section 16, Mr. Webb has agreed to voluntarily disgorge the short swing profits realized by Mr. Webb as a result of any relevant transactions. Prior to filing this Form 4, Mr. Webb contacted the Issuer to make arrangements for payment of such disgorgement.
The price reported in Column 4 is the price per share for a single transaction.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.66 to $13.6601, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.6295 to $13.6498, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.6504 to $13.6594, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
These securities are owned directly by Mr. Alpert.