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Filing Details

Accession Number:: 0001628280-24-049037
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2024-11-22 17:29:08
Reporting Period:: 2024-11-20

Accepted Time:: 2024-11-22 17:29:08
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1647639	Upstart Holdings Inc.	UPST	Finance Services (6199)	464332431

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1832805	Dave Girouard	C/O Upstart Holdings, Inc. 2950 S. Delaware Street, Suite 410 San Mateo CA 94403	Chief Executive Officer	Yes	Yes	Yes	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2024-11-20	3,259	$69.57	58,253	No	4	S	Direct
Common Stock	Disposition	2024-11-20	1,115	$70.43	57,138	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Direct
No	4	S	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	8,342,701	Indirect	See Footnote
Common Stock	1,000,000	Indirect	See Footnote
Common Stock	546,501	Indirect	See Footnote
Common Stock	546,501	Indirect	See Footnote
Common Stock	126,057	Indirect	See Footnote
Common Stock	126,057	Indirect	See Footnote

Footnotes

These shares were sold to cover tax withholding obligations in connection with the vesting of restricted stock units (RSUs).
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $69.09 to $70.01. The Reporting Person undertakes to provide tothe Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within theranges set forth in footnotes (2) and (4) to this Form 4.
Certain of these securities are RSUs. Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $70.015 to $70.72.
These shares are held by 2008 D&T Girouard Revocable Trust, for which the Reporting Person serves as Trustee.
These shares are held by David J Girouard, as trustee of the DTG GRAT LLC, dated May 23,2023.
These shares are held by Tristen Baird Willard, as trustee of the TMG 2020 EXEMPT GIFT TRUST, dated October 19, 2020.
These shares are held by Tristen Baird Willard, as trustee of the JRG 2020 EXEMPT GIFT TRUST, dated October 19, 2020.
These shares are held by Tristen Baird Willard, as trustee of the JRG 2020 NONEXEMPT GIFT TRUST, dated October 19, 2020.
These shares are held by Tristen Baird Willard, as trustee of the TMG 2020 NONEXEMPT GIFT TRUST, dated October 19, 2020.