Filing Details

Accession Number:
0001493152-24-047433
Form Type:
4
Zero Holdings:
No
Publication Time:
2024-11-22 16:54:14
Reporting Period:
2024-11-20
Accepted Time:
2024-11-22 16:54:14
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1468929 Nexgel Inc. NXGL Surgical & Medical Instruments & Apparatus (3841) 264042544
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1794090 R. Adam Levy C/O Nexgel, Inc.
2150 Cabot Blvd, West, Suite B
Langhorne PA 19047
Chief Executive Officer Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2024-11-20 3,636 $2.75 333,196 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Warrant to Purchase Common Stock Acquisiton 2024-11-20 1,818 $0.00 1,818 $4.25
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
1,818 2024-11-20 2029-11-20 No 4 A Direct
Footnotes
  1. The Reporting Person acquired the shares of common stock and warrant to purchase common stock reported on this Form 4 in connection with the Issuer's registered direct offering. The Reporting Person agreed not to offer, issue, sell, contract to sell, encumber, grant any option for the sale of or otherwise dispose of any of the shares of common stock and the shares of common stock underlying the warrant for a period of 180 days following November 20, 2024.