Filing Details

Accession Number:
0001493152-24-047432
Form Type:
4
Zero Holdings:
No
Publication Time:
2024-11-22 16:54:11
Reporting Period:
2024-11-20
Accepted Time:
2024-11-22 16:54:11
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1468929 Nexgel Inc. NXGL Surgical & Medical Instruments & Apparatus (3841) 264042544
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1867086 Iii E Adam Drapczuk C/O Nexgel, Inc.
2150 Cabot Blvd, West, Suite B
Langhorne PA 19047
Chief Financial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2024-11-20 17,500 $2.75 74,894 No 4 P Indirect See Footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect See Footnote
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Warrant to Purchase Common Stock Acquisiton 2024-11-20 8,750 $0.00 8,750 $4.25
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
8,750 2024-11-20 2029-11-20 No 4 A Indirect
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 25,100 Direct
Footnotes
  1. The Reporting Person acquired the shares of common stock and warrant to purchase common stock reported on this Form 4 in connection with the Issuer's registered direct offering. The Reporting Person agreed not to offer, issue, sell, contract to sell, encumber, grant any option for the sale of or otherwise dispose of any of the shares of common stock and the shares of common stock underlying the warrant for a period of 180 days following November 20, 2024.
  2. Represents shares of common stock and warrant to purchase common stock held by Achieving Consulting Excellence, LLC ("Achieving Consulting"). The Reporting Person is the sole member of Achieving Consulting and has the sole power to vote and direct the voting of, and to dispose and to direct the disposition of, the shares of common stock beneficially owned by Achieving Consulting.