Filing Details
- Accession Number:
- 0001225208-11-021015
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-09-01 11:08:29
- Reporting Period:
- 2011-08-30
- Filing Date:
- 2011-09-01
- Accepted Time:
- 2011-09-01 11:08:29
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
316709 | Schwab Charles Corp | SCHW | Security Brokers, Dealers & Flotation Companies (6211) | 943025021 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1296424 | E Carrie Dwyer | 211 Main Street San Francisco CA 94105 | Evp And General Counsel | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2011-08-30 | 13,500 | $12.50 | 228,124 | No | 4 | S | Indirect | by Trust |
Common Stock | Disposition | 2011-08-31 | 16,500 | $12.43 | 211,624 | No | 4 | S | Indirect | by Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | by Trust |
No | 4 | S | Indirect | by Trust |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 7,937 | Direct | |
Common Stock | 1,178 | Indirect | by ESOP |
Common Stock | 8,805 | Indirect | in Trust for Daughter |
Common Stock | 8,805 | Indirect | in Trust for Son |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $12.50 to $12.505. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $12.405 to $12.49. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.