Filing Details
- Accession Number:
- 0000950170-24-130149
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2024-11-22 15:31:45
- Reporting Period:
- 2024-11-20
- Accepted Time:
- 2024-11-22 15:31:45
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1128361 | Hope Bancorp Inc | HOPE | National Commercial Banks (6021) | 954849715 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1301733 | Steven Koh | 3200 Wilshire Blvd. Ste. 1400 Los Angeles CA 90010 | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2024-11-20 | 96,620 | $13.33 | 3,167,023 | No | 4 | S | Indirect | Various Trusts |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | Various Trusts |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 78,294 | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-qualified stock option (right to buy) | $17.18 | 2026-09-01 | 30,000 | 30,000 | Direct | |
| Common Stock | Stock Option (right to buy) | $14.65 | 2016-08-01 | 2025-08-25 | 6,167 | 6,167 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2026-09-01 | 30,000 | 30,000 | Direct |
| 2025-08-25 | 6,167 | 6,167 | Direct |
Footnotes
- Pursuant to the Irrevocable Election signed on May 23, 2024, the reporting person contributed shares of Hope Bancorp, Inc. common stock to an exchange fund in exchange for shares of the exchange fund, with the exchange transaction closing on November 20, 2024. The Hope Bancorp, Inc. common stock was valued at $13.33 per share for the purpose of determining the number of shares of the exchange fund issuable to the reporting person.
- Non-qualified stock options were granted on September 1, 2016 pursuant to the BBCN Bancorp, Inc. 2016 Incentive Compensation Plan. These options were fully vested as of September 1, 2018.
Billionaire Hedge Funds
