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Filing Details

Accession Number:: 0000950170-24-129879
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2024-11-21 21:04:38
Reporting Period:: 2024-11-19

Accepted Time:: 2024-11-21 21:04:38
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1591890	Fundamental Global Inc.	FGF	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1187586	H Joseph Moglia	C/O Fundamental Global Gp, Llc 108 Gateway Boulevard, Suite 204 Mooresville NC 28117		No	No	No	No
1619991	Kyle Cerminara	C/O Fundamental Global Gp, Llc 108 Gateway Boulevard, Suite 204 Mooresville NC 28117	Ceo And Chairman	No	No	No	No
1878780	Fundamental Global Gp, Llc	C/O Fundamental Global Gp, Llc 108 Gateway Blvd., Suite 204 Mooresville NC 28117		No	No	No	No
1946735	Fg Financial Holdings, Llc	108 Gateway Blvd., Suite 204 Mooresville NC 28117		No	No	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2024-11-19	5,000	$35.86	326,965	No	4	P	Indirect	FG Financial Holdings, LLC
8.00% Cumulative Preferred Stock, Series A, $25.00 Par Value	Acquisiton	2024-11-19	3,156	$17.05	59,287	No	4	P	Indirect	FG Financial Holdings, LLC
8.00% Cumulative Preferred Stock, Series A, $25.00 Par Value	Acquisiton	2024-11-20	4,586	$16.98	63,873	No	4	P	Indirect	FG Financial Holdings, LLC
8.00% Cumulative Preferred Stock, Series A, $25.00 Par Value	Acquisiton	2024-11-21	2,279	$17.59	66,152	No	4	P	Indirect	FG Financial Holdings, LLC

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	FG Financial Holdings, LLC
No	4	P	Indirect	FG Financial Holdings, LLC
No	4	P	Indirect	FG Financial Holdings, LLC
No	4	P	Indirect	FG Financial Holdings, LLC

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	321,965	Indirect	FG Financial Holdings, LLC

Footnotes

Represents the total number of shares of the Issuer's common stock held by the Reporting Persons following the Issuer's 1-for-25 reverse stock split, which was effective as of October 31, 2024. Prior to the reverse stock split, the Reporting Persons held a total of 8,049,136 shares of the Issuer's common stock.
Includes (on a pre-reverse stock split basis) 4,284,334 shares of the Issuer's common stock and 853,619 shares of the Issuer's common stock that were previously reported as being held by Ballantyne Strong Holdings LLC ("BTN Holdings") and by Fundamental Global Holdings LP ("FGHP"), respectively. On July 1, 2024, the shares that were previously reported as being held by BTN Holdings and by FGHP were transferred to FG Financial Holdings LLC ("FGFH"). The transfers did not result in a change in beneficial ownership.
The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $34.25 to $36.94, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the SEC, upon request, full information regarding the number of shares of the Issuer's common stock purchased at each separate price within the range set forth above.
The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $16.95 to $17.47, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the SEC, upon request, full information regarding the number of shares of the Issuer's common stock purchased at each separate price within the range set forth above.
The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $16.55 to $17.00, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the SEC, upon request, full information regarding the number of shares of the Issuer's common stock purchased at each separate price within the range set forth above.
The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $17.00 to $18.60, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the SEC, upon request, full information regarding the number of shares of the Issuer's common stock purchased at each separate price within the range set forth above.
The partnerships managed by Fundamental Global GP, LLC ("FGGP"), including FGFH, beneficially own in the aggregate 66,152 shares of the Issuer's Preferred Stock and 326,965 shares of the Issuer's common stock. FGGP may be deemed to be a beneficial owner of the securities disclosed as directly owned by FGFH. Due to their positions with FGGP and affiliated entities, Messrs. D. Kyle Cerminara and Joseph H. Moglia may be deemed to be beneficial owners of the securities disclosed as directly owned by FGFH. Each Reporting Person disclaims beneficial ownership of the shares of the Issuer's Preferred Stock and common stock beneficially owned by FGGP except to the extent of his or its pecuniary interest therein.