Filing Details
- Accession Number:
- 0001127602-11-024585
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-09-01 10:00:05
- Reporting Period:
- 2011-08-31
- Filing Date:
- 2011-09-01
- Accepted Time:
- 2011-09-01 10:00:05
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
815097 | Carnival Corp | CCL | Water Transportation (4400) | 591562976 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1083206 | W Arnold Donald | 7701 Forsyth Boulevard Suite 1025 St. Louis MO 63105 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-08-31 | 6,000 | $22.57 | 22,293 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-08-31 | 6,000 | $33.07 | 16,293 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | Disposition | 2011-08-31 | 6,000 | $0.00 | 6,000 | $22.57 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2002-10-08 | 2011-10-08 | No | 4 | M | Direct |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $33.05 to $33.11. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- Options vest ratably over five years beginning on the first anniversary of the grant date.