Filing Details

Accession Number:
0000945621-24-000963
Form Type:
4
Zero Holdings:
No
Publication Time:
2024-11-21 16:50:53
Reporting Period:
2024-11-19
Accepted Time:
2024-11-21 16:50:53
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1930147 Sound Point Meridian Capital Inc. SPMC () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1710789 Stephen Ketchum C/O Sound Point Meridian Capital, Inc.
375 Park Avenue, 34Th Floor
New York NY 10152
Chairman No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.001 Per Share Acquisiton 2024-11-19 1,000 $20.32 17,326 No 4 P Direct
Common Stock, Par Value $0.001 Per Share Acquisiton 2024-11-20 2,000 $20.38 19,326 No 4 P Direct
Common Stock, Par Value $0.001 Per Share Acquisiton 2024-11-21 4,000 $20.32 23,326 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock, Par Value $0.001 Per Share 50,001 Indirect By SPC Consolidator LLC
Footnotes
  1. The price reported in Column 4 is a weighted average price. The shares were bought in multiple transactions at prices ranging from $20.28 to $20.4723. The Reporting Person hereby undertakes to provide, upon request, to the staff of the Securities and Exchange Commission, Sound Point Meridian Capital, Inc. (the "Issuer"), or any security holder of the Issuer, full information regarding the number of shares bought at each separate price within the range set forth in this footnote (1) to this Form 4.
  2. The price reported in Column 4 is a weighted average price. The shares were bought in multiple transactions at prices ranging from $20.25 to $20.3839. The Reporting Person hereby undertakes to provide, upon request, to the staff of the Securities and Exchange Commission, the Issuer, or any security holder of the Issuer, full information regarding the number of shares bought at each separate price within the range set forth in this footnote (2) to this Form 4.
  3. Represents 50,001 shares held by SPC Consolidator LLC ("SPC"), of which the reporting person is the Managing Member. Accordingly, the reporting person may be deemed to have or share beneficial ownership of the shares held by SPC. The reporting person disclaims beneficial ownership of all of the securities that are or may be beneficially owned by SPC, or any of its affiliates except to the extent of his pecuniary interest therein.