Filing Details
- Accession Number:
- 0001062993-24-019496
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2024-11-21 16:17:17
- Reporting Period:
- 2024-11-19
- Accepted Time:
- 2024-11-21 16:17:17
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 17843 | Carpenter Technology Corp | CRS | Steel Works, Blast Furnaces & Rolling Mills (Coke Ovens) (3312) | 230458500 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1579848 | Timothy Lain | C/O Carpenter Technology Corporation 1735 Market Street, 15Th Fl Philadelphia PA 19103 | Svp And Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2024-11-19 | 3,303 | $40.43 | 95,128 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2024-11-19 | 1,604 | $58.94 | 96,732 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2024-11-19 | 2,727 | $58.23 | 99,459 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2024-11-19 | 7,498 | $44.13 | 106,957 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2024-11-19 | 8,669 | $184.50 | 98,288 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2024-11-20 | 3,250 | $183.11 | 95,038 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2024-11-19 | 3,303 | $0.00 | 3,303 | $40.43 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2024-11-19 | 1,604 | $0.00 | 1,604 | $58.94 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2024-11-19 | 2,727 | $0.00 | 2,727 | $58.23 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2024-11-19 | 7,498 | $0.00 | 7,498 | $44.13 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2027-07-31 | No | 4 | M | Direct | |
| 0 | 2028-08-06 | No | 4 | M | Direct | |
| 0 | 2028-09-14 | No | 4 | M | Direct | |
| 0 | 2029-08-15 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 3,110 | Indirect | By 401K Retirement Plan |
Footnotes
- The transactions reported in this line were undertaken by the Reporting Person for tax planning purposes.
- Includes shares acquired under the Retirement Plan of Carpenter Technology Corporation. The share balance under the Retirement Plan of Carpenter Technology fluctuates due to rounding differences produced by the Plan's method of estimating shares.
- One-third of this award became exercisable on each of July 31, 2018, 2019 and 2020.
- The reporting person was granted an option to buy shares of common stock under the Carpenter Technology Corporation Stock-Based Incentive Compensation Plan for Officers and Key Employees.
- One-third of this award became exercisable on each of August 6, 2019, 2020 and 2021.
- One-third of this award became exercisable on each of September 14, 2019, 2020 and 2021.
- One-third of this award became exercisable on each of August 15, 2020, 2021 and 2022.
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