Filing Details
- Accession Number:
- 0001124796-24-000131
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2024-11-20 19:47:57
- Reporting Period:
- 2024-11-18
- Accepted Time:
- 2024-11-20 19:47:57
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1124796 | Nlight Inc. | LASR | Semiconductors & Related Devices (3674) | 912066376 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1738235 | H Scott Keeney | 4637 Nw 18Th Avenue Camas WA 98607 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2024-11-18 | 15,000 | $0.75 | 1,363,891 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2024-11-18 | 15,000 | $10.35 | 1,348,891 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2024-11-19 | 15,000 | $0.75 | 1,363,891 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2024-11-19 | 15,000 | $10.62 | 1,348,891 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2024-11-18 | 0 | $0.00 | 15,000 | $0.75 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2024-11-19 | 0 | $0.00 | 15,000 | $0.75 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 69,025 | 2025-02-26 | No | 4 | M | Direct | |
| 54,025 | 2025-02-26 | No | 4 | M | Direct |
Footnotes
- Includes common stock owned and unvested restricted stock awards and units. Includes 1,110 shares purchased pursuant to the nLight, Inc. Employee Stock Purchase Plan ("ESPP"), for the ESPP purchase period of May 16, 2024 through November 15, 2024. In accordance with the ESPP, these shares were purchased at a price equal to 85% of the closing price of the issuer's common stock on November 15, 2024.
- The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 12, 2024.
- The reported transaction involves sale transactions from $10.21 to $10.49 per share. The weighted average price per share was $10.35. The Reporting Person undertakes to provide upon request by the SEC staff, the Issuer or a security holder of the Issuer, information regarding the number of shares sold at each separate price.
- The reported transaction involves sale transactions from $10.11 to $10.88 per share. The weighted average price per share was $10.62. The Reporting Person undertakes to provide upon request by the SEC staff, the Issuer or a security holder of the Issuer, information regarding the number of shares sold at each separate price.
- This grant became fully vested and exercisable on February 26, 2016
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