Filing Details
- Accession Number:
- 0001179110-11-012750
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-08-30 17:38:56
- Reporting Period:
- 2011-08-29
- Filing Date:
- 2011-08-30
- Accepted Time:
- 2011-08-30 16:38:56
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
947484 | Arch Capital Group Ltd. | ACGL | Fire, Marine & Casualty Insurance (6331) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1227102 | Constantine Iordanou | Wessex House, 5Th Floor 45 Reid Street Hamilton D0 HM 12 | Chairman, President & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Shares, $.0033 Par Value Per Share | Disposition | 2011-08-29 | 70,000 | $33.91 | 422,045 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Shares, $.0033 Par Value Per Share | 343,245 | Indirect | By Limited Liability Company |
Series B Non-Cumulative Preferred Shares (Non-Convertible) | 67,273 | Indirect | By GRAT |
Series A Non-Cumulative Preferred Shares (Non-Convertible) | 11,224 | Indirect | BY GRAT |
Series B Non-Cumulative Preferred Shares (Non-Convertible) | 1,400 | Indirect | By spouse |
Common Shares, $.0033 Par Value Per Share | 23,232 | Indirect | By children |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Shares, $.0033 Par Value Per Share | Stock Option (right to buy) | $18.76 | 2016-02-23 | 132,447 | 132,447 | Direct | |
Common Shares, $.0033 Par Value Per Share | Stock Option (right to buy) | $18.76 | 2016-02-23 | 317,553 | 317,553 | Indirect |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2016-02-23 | 132,447 | 132,447 | Direct |
2016-02-23 | 317,553 | 317,553 | Indirect |
Footnotes
- The shares are owned by Mathiatis LLC, a limited liability company. The reporting person owns all of the membership interests in Mathiatis LLC and serves as its sole managing member.
- The stock option became exercisable in three equal annual installments with the first installment being exercisable on February 23, 2007 and the second and third installments being exercisable on February 23, 2008 and February 23, 2009.
- On June 9, 2011, 132,447 stock options were distributed from a GRAT. Such options were previously reported as indirectly beneficially held by a GRAT. Following such distribution, the reporting person owns 132,447 stock options directly and 317,553 stock options indirectly by the GRAT.
- The amount of common shares includes common shares acquired in connection with a 3-for-1 share split effectuated on May 11, 2011.
- Represents a weighted average sales price; the sales prices range from $33.85 to $33.9501. Upon request, the full sale information regarding the number of shares sold at each price increment will be provided to the Commission or to a security holder of the issuer.
- The shares were sold in order to satisfy state and federal income tax obligations.