Filing Details
- Accession Number:
- 0001415889-24-027377
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2024-11-20 19:18:06
- Reporting Period:
- 2024-11-18
- Accepted Time:
- 2024-11-20 19:18:06
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1633978 | Lumentum Holdings Inc. | LITE | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1232019 | Penny Herscher | C/O Lumentum Holdings Inc. 1001 Ridder Park Drive San Jose CA 95131 | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2024-11-18 | 741 | $80.69 | 7,736 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2024-11-18 | 884 | $81.43 | 6,852 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2024-11-19 | 126 | $80.26 | 6,726 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2024-11-19 | 54 | $81.43 | 6,672 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2024-11-19 | 362 | $82.52 | 6,310 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 39,378 | Indirect | Living Trust |
Footnotes
- These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 20, 2024.
- These sales were executed in multiple trades at prices ranging from $80.20 to $81.185. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which these sales were effected, upon request, to the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer.
- These sales were executed in multiple trades at prices ranging from $81.285 to $81.95. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which these sales were effected, upon request, to the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer.
- These sales were executed in multiple trades at prices ranging from $79.68 to $80.545. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which these sales were effected, upon request, to the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer.
- These sales were executed in multiple trades at prices ranging from $81.265 to $81.60. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which these sales were effected, upon request, to the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer.
- These sales were executed in multiple trades at prices ranging from $82.295 to $82.77. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which these sales were effected, upon request, to the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer.
- These shares are held by Bret Anders Herscher and Penelope Ann Herscher TTEES 2001 Herscher Family Trust U/A/D 6/14/2001.
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