Filing Details

Accession Number:
0001415889-24-027341
Form Type:
4
Zero Holdings:
No
Publication Time:
2024-11-20 16:15:11
Reporting Period:
2024-11-18
Accepted Time:
2024-11-20 16:15:11
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1736297 Astera Labs Inc. ALAB () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1484394 A Stefan Dyckerhoff 755 Page Mill Road, Suite A-200
Palo Alto CA 94304-1005
No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2024-11-18 197,297 $90.51 6,148 No 4 S Indirect By SHM Investments, LLC
Common Stock Disposition 2024-11-19 6,148 $95.30 0 No 4 S Indirect By SHM Investments, LLC
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By SHM Investments, LLC
No 4 S Indirect By SHM Investments, LLC
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 9,936 Indirect By Limited Partnership (TF)
Common Stock 396,879 Indirect By Trust
Common Stock 4,767 Indirect By DIFT-2
Common Stock 4,765 Indirect By DIFT-AMD
Common Stock 4,765 Indirect By DIFT-BAD
Common Stock 4,765 Indirect By DIFT-SHD
Common Stock 4,765 Indirect By DIFT-IND
Common Stock 129,617 Direct
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $90.00 to $90.99 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  2. Shares held by SHM Investments, LLC ("SHMI"). The Reporting Person is a managing member of SHMI. The Reporting Person disclaims beneficial ownership in these shares except as to the Reporting Person's pecuniary interest therein.
  3. Shares held by a limited partnership of which the Reporting Person is a trustee of a trust which is the general partner. The Reporting Person disclaims beneficial ownership in these shares except as to the Reporting Person's pecuniary interest therein.
  4. Shares held by a trust of which the Reporting Person is a Trustee. The Reporting Person disclaims beneficial ownership in these shares except as to the Reporting Person's pecuniary interest therein.
  5. Shares held by an irrevocable trust of which the Reporting Person is a Trustee. The Reporting Person disclaims beneficial ownership in these shares except as to the Reporting Person's pecuniary interest therein.