Filing Details
- Accession Number:
- 0001181431-11-047623
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-08-31 21:24:53
- Reporting Period:
- 2011-08-29
- Filing Date:
- 2011-08-31
- Accepted Time:
- 2011-08-31 21:24:53
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
718937 | Staar Surgical Co | STAA | Ophthalmic Goods (3851) | 953797439 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1236546 | Donald Duffy | 1911 Walker Avenue Monrovia CA 91016 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-08-29 | 20,000 | $1.92 | 35,000 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2011-08-29 | 20,000 | $2.91 | 55,000 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2011-08-29 | 20,000 | $4.73 | 75,000 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2011-08-29 | 20,000 | $4.79 | 95,000 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-08-29 | 10,130 | $8.26 | 84,870 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-08-29 | 400 | $8.27 | 84,470 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-08-29 | 1,200 | $8.28 | 83,270 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-08-29 | 3,896 | $8.29 | 79,374 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-08-29 | 1,500 | $8.30 | 77,874 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-08-29 | 800 | $8.31 | 77,074 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-08-29 | 12,600 | $8.32 | 64,474 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-08-29 | 1,200 | $8.33 | 63,274 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-08-29 | 700 | $8.34 | 62,574 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-08-29 | 1,000 | $8.35 | 61,574 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-08-29 | 1,000 | $8.35 | 60,574 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-08-29 | 679 | $8.36 | 59,895 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-08-29 | 1,845 | $8.37 | 58,050 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-08-29 | 50 | $8.38 | 58,000 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Common Stock Options | Disposition | 2011-08-29 | 20,000 | $0.00 | 20,000 | $1.92 |
Common Stock | Common Stock Options | Disposition | 2011-08-29 | 20,000 | $0.00 | 20,000 | $2.91 |
Common Stock | Common Stock Options | Disposition | 2011-08-29 | 20,000 | $0.00 | 20,000 | $4.73 |
Common Stock | Common Stock Options | Disposition | 2011-08-29 | 20,000 | $0.00 | 20,000 | $4.79 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2010-06-11 | 2019-06-10 | No | 4 | M | Direct |
0 | 2009-05-15 | 2018-05-14 | No | 4 | M | Direct |
0 | 2011-05-19 | 2020-05-18 | No | 4 | M | Direct |
0 | 2008-05-16 | 2017-05-15 | No | 4 | M | Direct |
Footnotes
- Following the reported transactions Mr. Duffy's total beneficial ownership (as defined in Rule 13d-3 under the Exchange Act) is 78,000 shares of Common Stock, which includes 20,000 vested stock options. He also holds 20,000 unvested stock options.