Filing Details
- Accession Number:
- 0000950170-24-128986
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2024-11-19 21:30:04
- Reporting Period:
- 2023-08-07
- Accepted Time:
- 2024-11-19 21:30:04
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
899460 | Mannkind Corp | MNKD | Pharmaceutical Preparations (2834) | 133607736 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1712601 | B. Steven Binder | 1 Casper Street Danbury CT 06810 | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, $0.01 Par Value | Acquisiton | 2024-11-15 | 67,539 | $1.47 | 1,142,565 | No | 4 | M | Direct | |
Common Stock, $0.01 Par Value | Disposition | 2024-11-15 | 67,539 | $6.76 | 1,075,026 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock, $0.01 Par Value | Employee Stock Option (Right to Buy) | Acquisiton | 2023-08-07 | 45,025 | $0.00 | 45,025 | $1.47 |
Common Stock, $0.01 Par Value | Employee Stock Option (Right to Buy) | Disposition | 2024-11-15 | 22,513 | $0.00 | 22,513 | $1.47 |
Common Stock, $0.01 Par Value | Employee Stock Option (Right to Buy) | Disposition | 2024-11-15 | 22,513 | $0.00 | 22,513 | $1.47 |
Common Stock, $0.01 Par Value | Employee Stock Option (Right to Buy) | Disposition | 2024-11-15 | 22,513 | $0.00 | 22,513 | $1.47 |
Common Stock, $0.01 Par Value | Deferred Restricted Stock Unit | Acquisiton | 2024-11-18 | 17,575 | $0.00 | 17,575 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
45,025 | 2023-08-07 | 2027-08-24 | No | 4 | A | Direct |
22,512 | 2018-08-02 | 2027-08-24 | No | 4 | M | Direct |
22,512 | 2020-02-25 | 2027-08-24 | No | 4 | M | Direct |
22,512 | 2023-08-07 | 2027-08-24 | No | 4 | M | Direct |
17,575 | No | 4 | A | Direct |
Footnotes
- Transaction occurred pursuant to Rule 10b5-1 Plan established August 16, 2024.
- The weighted average sales price of the reported transaction was $6.76 based on a range of prices between $6.63 and $7.05. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price will be provided.
- On August 24, 2017, the reporting person was granted an option that vests upon the achievement of certain defined performance milestones. On August 7, 2023, one of the defined performance milestones was met, resulting in the vesting of the option.
- Each restricted stock unit represents a contingent right to receive one share of MNKD common stock.
- Restricted stock unit vested on November 18, 2024, but the shares will not be delivered until there is a separation of service from the board of directors of MannKind Corporation.