Filing Details
- Accession Number:
- 0000950170-24-128979
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2024-11-19 21:12:23
- Reporting Period:
- 2024-11-15
- Accepted Time:
- 2024-11-19 21:12:23
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 933972 | 374Water Inc. | SCWO | Motors & Generators (3621) | 880271109 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1935169 | Michael James Vanderhider | C/O 374Water Inc 701 W. Main Street, Suite 410 Durham NC 27701 | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock (Restricted Stock Units) | Acquisiton | 2024-11-15 | 40,000 | $0.00 | 40,000 | No | 4 | A | Direct | |
| Common Stock | Acquisiton | 2024-11-18 | 250,000 | $1.25 | 1,420,000 | No | 4 | P | Indirect | See Footnote |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | A | Direct | |
| No | 4 | P | Indirect | See Footnote |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Warrants (right to buy) | Acquisiton | 2024-11-18 | 375,000 | $0.00 | 375,000 | $1.13 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 375,000 | 2024-11-18 | 2029-11-17 | No | 4 | P | Indirect |
Footnotes
- Fully vested on date of grant.
- The purchase price for each share of the 250,000 shares of Common Stock reported in Table I and the accompanying warrants was $1.25.
- All 1,420,000 shares and the warrant to purchase 375,000 shares are owned and held by Aspen View LP. The Reporting Person has sole voting and dispositive power over the securities held by Aspen View LP.
Billionaire Hedge Funds
