Filing Details
- Accession Number:
- 0000950170-24-128977
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2024-11-19 21:07:44
- Reporting Period:
- 2024-11-15
- Accepted Time:
- 2024-11-19 21:07:44
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
933972 | 374Water Inc. | SCWO | Motors & Generators (3621) | 880271109 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
2035922 | Peter Mandel | C/O 374Water Inc 701 W. Main Street, Suite 410 Durham NC 27701 | General Counsel | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock (Restricted Stock Units) | Acquisiton | 2024-11-15 | 247,775 | $0.00 | 247,775 | No | 4 | A | Direct | |
Common Stock | Acquisiton | 2024-11-18 | 10,800 | $1.25 | 258,575 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | A | Direct | |
No | 4 | P | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock options (right to buy) | Acquisiton | 2024-11-18 | 247,775 | $0.00 | 247,775 | $1.03 |
Common Stock | Warrants (right to buy) | Acquisiton | 2024-11-18 | 16,200 | $0.00 | 16,200 | $1.13 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
247,775 | 2034-11-17 | No | 4 | A | Direct | |
16,200 | 2024-11-18 | 2029-11-17 | No | 4 | P | Direct |
Footnotes
- Vesting commencement date is August 19, 2024. 25% of the shares vest and become exercisable on the first annual anniversary of the vesting commencement date and the balance vest and become exercisable equally on the last day of every month thereafter over the following 36 months, subject to the Reporting Person's continuous service through each vesting date.
- The purchase price for each share of the 10,800 shares of Common Stock reported in Table I and the accompanying warrants was $1.25.