Filing Details
- Accession Number:
- 0001321732-24-000122
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2024-11-19 20:04:59
- Reporting Period:
- 2024-11-15
- Accepted Time:
- 2024-11-19 20:04:59
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1321732 | Penumbra Inc | PEN | Surgical & Medical Instruments & Apparatus (3841) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1751980 | Johanna Roberts | One Penumbra Place Alameda CA 94502 | Evp, Gen. Counsel & Secretary | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2024-11-15 | 4,290 | $0.00 | 64,778 | No | 4 | A | Direct | |
| Common Stock | Disposition | 2024-11-15 | 134 | $237.84 | 64,644 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2024-11-18 | 18 | $235.98 | 64,626 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2024-11-18 | 36 | $236.59 | 64,590 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2024-11-18 | 45 | $238.90 | 64,545 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2024-11-18 | 376 | $239.93 | 64,169 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2024-11-18 | 112 | $240.82 | 64,057 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2024-11-18 | 13 | $241.69 | 64,044 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | A | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Footnotes
- On November 15, 2024, the Reporting Person was granted 4,290 restricted stock units (RSUs) under the Issuer's Amended and Restated 2014 Equity Incentive Plan, of which 1/4 of the RSUs will vest equally on an annual basis, beginning on November 15, 2025, subject to continued service by the Reporting Person on the applicable vesting date.
- A portion of these shares is subject to vesting.
- Shares were withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of RSUs granted to the Reporting Person.
- The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.
- This transaction was executed in multiple trades at prices ranging from $235.40 to $236.35. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $236.48 to $236.86. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $238.60 to $239.37. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $239.40 to $240.37. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $240.40 to $241.39. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $241.53 to $241.93. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
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