Filing Details
- Accession Number:
- 0001444364-11-000003
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-08-31 19:51:16
- Reporting Period:
- 2011-08-29
- Filing Date:
- 2011-08-31
- Accepted Time:
- 2011-08-31 19:51:16
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1137083 | L & L Energy Inc. | LLEN | Bituminous Coal & Lignite Mining (1220) | 912103949 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1444364 | V Dickson Lee | 130 Andover Park East Suite 200 Seattle WA 98188 | Chairman & Ceo | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-08-29 | 49,411 | $8.50 | 7,167,226 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Footnotes
- Mr. Lee converted his prior loan to the company ($420,000) into LLEN shares at $8.50 per share.
Billionaire Hedge Funds
