Filing Details
- Accession Number:
- 0001062993-24-019374
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2024-11-19 18:46:24
- Reporting Period:
- 2024-11-15
- Accepted Time:
- 2024-11-19 18:46:24
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1428439 | Roku Inc | ROKU | Cable & Other Pay Television Services (4841) | 262087865 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1959033 | C. Matthew Banks | C/O Roku, Inc. 1173 Coleman Ave. San Jose CA 95110 | Vp, Corp Controller & Cao | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2024-11-15 | 18,081 | $0.00 | 24,924 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2024-11-15 | 8,967 | $68.87 | 15,957 | No | 4 | F | Direct | |
| Class A Common Stock | Disposition | 2024-11-18 | 4,628 | $70.91 | 11,329 | No | 4 | S | Direct | |
| Class A Common Stock | Disposition | 2024-11-18 | 2,325 | $71.59 | 9,004 | No | 4 | S | Direct | |
| Class A Common Stock | Disposition | 2024-11-18 | 1,740 | $72.66 | 7,264 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Restricted Stock Unit | Disposition | 2024-11-15 | 359 | $0.00 | 359 | $0.00 |
| Class A Common Stock | Restricted Stock Unit | Disposition | 2024-11-15 | 746 | $0.00 | 746 | $0.00 |
| Class A Common Stock | Restricted Stock Unit | Disposition | 2024-11-15 | 149 | $0.00 | 149 | $0.00 |
| Class A Common Stock | Restricted Stock Unit | Disposition | 2024-11-15 | 1,249 | $0.00 | 1,249 | $0.00 |
| Class A Common Stock | Restricted Stock Unit | Disposition | 2024-11-15 | 827 | $0.00 | 827 | $0.00 |
| Class A Common Stock | Restricted Stock Unit | Disposition | 2024-11-15 | 13,378 | $0.00 | 13,378 | $0.00 |
| Class A Common Stock | Restricted Stock Unit | Disposition | 2024-11-15 | 1,202 | $0.00 | 1,202 | $0.00 |
| Class A Common Stock | Restricted Stock Unit | Disposition | 2024-11-15 | 171 | $0.00 | 171 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 360 | No | 4 | M | Direct | ||
| 749 | No | 4 | M | Direct | ||
| 593 | No | 4 | M | Direct | ||
| 9,989 | No | 4 | M | Direct | ||
| 5,795 | No | 4 | M | Direct | ||
| 0 | No | 4 | M | Direct | ||
| 13,222 | No | 4 | M | Direct | ||
| 516 | No | 4 | M | Direct |
Footnotes
- Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of certain RSU awards on November 15, 2024.
- Shares sold pursuant to Mr. Banks' 10b5-1 plan.
- The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $70.35 to $71.28 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $71.37 to $71.86 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.
- This RSU vests in sixteen substantially equal quarterly installments. The first installment vested on June 1, 2021.
- This RSU vests in twelve substantially equal quarterly installments. The first installment vested on June 1, 2022.
- This RSU vests in fifteen substantially equal quarterly installments. The first installment vested on June 1, 2022.
- This RSU vests in fifteen substantially equal quarterly installments. The first installment vested on June 1, 2023.
- This RSU vests in twelve substantially equal quarterly installments. The first installment vested on November 15, 2023.
- This RSU vests in two equal annual installments. The first installment vested on November 15, 2023.
- This RSU vests in twelve substantially equal quarterly installments. The first installment vested on November 15, 2024.
- This RSU vests in four substantially equal quarterly installments. The first installment vested on November 15, 2024.
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