Filing Details
- Accession Number:
- 0000950170-24-128902
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2024-11-19 18:13:08
- Reporting Period:
- 2024-11-15
- Accepted Time:
- 2024-11-19 18:13:08
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1002047 | Netapp Inc. | NTAP | Computer Storage Devices (3572) | 770307520 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 2016949 | Daniel Lorenzo De | 3060 Olsen Dr San Jose CA 95128 | Vp, Controller & Cao | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Shares | Acquisiton | 2024-11-15 | 499 | $0.00 | 499 | No | 4 | M | Direct | |
| Common Shares | Disposition | 2024-11-15 | 173 | $117.21 | 326 | No | 4 | F | Direct | |
| Common Shares | Disposition | 2024-11-18 | 326 | $117.44 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Shares | Restricted Stock Unit | Disposition | 2024-11-15 | 175 | $0.00 | 175 | $0.00 |
| Common Shares | Restricted Stock Unit | Disposition | 2024-11-15 | 70 | $0.00 | 70 | $0.00 |
| Common Shares | Restricted Stock Unit | Disposition | 2024-11-15 | 108 | $0.00 | 108 | $0.00 |
| Common Shares | Restricted Stock Unit | Disposition | 2024-11-15 | 146 | $0.00 | 146 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 350 | No | 4 | M | Direct | ||
| 278 | No | 4 | M | Direct | ||
| 645 | No | 4 | M | Direct | ||
| 1,464 | No | 4 | M | Direct |
Footnotes
- Restricted stock units convert into common stock on a one-for-one basis.
- The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 25, 2024.
- On July 1, 2021, the reporting person was granted 2,800 restricted stock units, vesting as to twenty-five percent (25%) of the shares on May 15, 2022 and 1/16th (6.25%) of the shares quarterly thereafter for the next three years, subject to continued service on each applicable vesting date.
- On November 15, 2021, the reporting person was granted 1,110 restricted stock units, vesting as to twenty-five percent (25%) of the shares on November 15, 2022 and 1/16th (6.25%) of the shares quarterly thereafter for the next three years, subject to continued service on each applicable vesting date.
- On July 1, 2022, the reporting person was granted 1,720 restricted stock units, vesting as to twenty-five percent (25%) of the shares on May 15, 2023 and 1/16th (6.25%) of the shares quarterly thereafter for the next three years, subject to continued service on each applicable vesting date.
- On July 13, 2023, the reporting person was granted 2,341 restricted stock units, vesting as to twenty-five percent (25%) of the shares on May 15, 2024 and 1/16th (6.25%) of the shares quarterly thereafter for the next three years, subject to continued service on each applicable vesting date.
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