Filing Details

Accession Number:
0000950170-24-128080
Form Type:
4
Zero Holdings:
No
Publication Time:
2024-11-18 17:15:36
Reporting Period:
2024-11-14
Accepted Time:
2024-11-18 17:15:36
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1320854 Freightcar America Inc. RAIL Railroad Equipment (3743) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1713182 R James Meyer 125 South Wacker Drive
Suite 1500
Chicago IL 60606
No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2024-11-14 23,400 $10.74 838,278 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 17,327 Indirect See footnote
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Employee Stock Option $2.73 2034-01-04 241,500 241,500 Direct
Common Stock Employee Stock Option $3.22 2033-01-06 188,585 188,585 Direct
Common Stock Employee Stock Option $3.82 2032-01-17 161,402 161,402 Direct
Common Stock Employee Stock Option $3.81 2031-01-28 113,276 113,276 Direct
Common Stock Employee Stock Appreciation Right $2.38 2031-01-05 750,000 750,000 Direct
Common Stock Employee Stock Appreciation Right $1.66 2030-01-24 332,005 332,005 Direct
Common Stock Employee Stock Option $7.41 2029-01-14 72,959 72,959 Direct
Common Stock Employee Stock Option $16.66 2028-01-12 33,025 33,025 Direct
Common Stock Employee Stock Option $16.44 2027-07-31 350,000 350,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2034-01-04 241,500 241,500 Direct
2033-01-06 188,585 188,585 Direct
2032-01-17 161,402 161,402 Direct
2031-01-28 113,276 113,276 Direct
2031-01-05 750,000 750,000 Direct
2030-01-24 332,005 332,005 Direct
2029-01-14 72,959 72,959 Direct
2028-01-12 33,025 33,025 Direct
2027-07-31 350,000 350,000 Direct
Footnotes
  1. Constitutes the weighted average purchase price for multiple transactions reported on this line having prices per share ranging from $10.50 to $10.93. The Reporting Person will provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding each separate transaction.
  2. The securities are owned by Cinci-Cebu, Inc. James Meyer owns 100% of Cinci-Cebu, Inc. and is deemed to beneficially own all of the securities owned by Cinci-Cebu, Inc.
  3. The options vest in three equal annual installments beginning on January 4, 2025.
  4. Pursuant to Section 3.7 of the Issuer's Executive Severance Plan, awards permit vesting and/or exercisability, as applicable, to continue in accordance with their original terms subsequent to the Reporting Person's resignation from employment.
  5. On January 6, 2023, the recipient was granted 188,585 options. 64,118 options are fully vested and currently exercisable, 62,233 options will vest on January 6, 2025 and 62,234 options will vest on January 6, 2026
  6. On January 17, 2022, the recipient was granted 161,402 options. 108,139 options are fully vested and currently exercisable. 53,263 options will vest on January 17, 2025.
  7. On January 28, 2021, the recipient was granted 113,276 options which are fully vested and currently exercisable.
  8. On January 5, 2021, the recipient was granted 750,000 cash-settled stock appreciation rights which are fully vested and currently exercisable.
  9. On January 24, 2020 the recipient was granted 332,005 cash-settled stock appreciation rights which are fully vested and currently exercisable.
  10. On January 14, 2019, the recipient was granted 72,959 options which are fully vested and currently exercisable.
  11. On January 12, 2018, the recipient was granted 33,025 options which are fully vested and currently exercisable.
  12. On July 31, 2017, the recipient was granted 350,000 options. The options vest and become exercisable based on a trailing 90-consecutive calendar day average closing price of one share of the Issuer's common stock (the "Stock Price") in the following proportions, provided the option holder remains continuously employed by the Issuer until the applicable vesting date: 34% of the shares subject to the option vest on the date the Stock Price is equal to or greater than $5.00 per share above the exercise price, an additional 33% of the shares subject to the option vest on the date the Stock Price is equal to or greater than $10.00 per share above the exercise price and the final 33% of the shares subject to the option vest on the date the Stock Price is equal to or greater than $15.00 per share above the exercise price.