Filing Details
- Accession Number:
- 0001523711-11-000016
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-08-31 16:49:07
- Reporting Period:
- 2011-08-30
- Filing Date:
- 2011-08-31
- Accepted Time:
- 2011-08-31 16:49:07
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
63276 | Mattel Inc | MAT | Dolls & Stuffed Toys (3942) | 951567322 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1504807 | Mandana Sadigh | Mattel, Inc. 333 Continental Blvd. El Segundo CA 90245 | Svp Treasurer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-08-30 | 10,000 | $20.04 | 10,000 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-08-30 | 10,000 | $27.02 | 0 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option - Right to Buy | Disposition | 2011-08-30 | 10,000 | $0.00 | 10,000 | $20.04 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
10,000 | 2005-05-22 | 2012-05-22 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 24,874 | Indirect | In trust |
Common Stock | 2,338 | Indirect | In 401(k) |
Footnotes
- The Ahmadi Family Trust, dated January 29, 1999.
- This transaction was executed in multiple trades at prices ranging from $27.00 to $27.03. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- As of August 30, 2011, the reporting person had a balance of $63,725 in the Mattel Stock Fund of Mattel's 401(k) plan, the Personal Investment Plan ("PIP"). The assets in the Mattel Stock Fund include cash amounts as well as shares of Mattel common stock. The number of shares has been calculated by the plan administrator for the PIP.