Filing Details

Accession Number:
0001299709-24-000249
Form Type:
4
Zero Holdings:
No
Publication Time:
2024-11-15 19:15:21
Reporting Period:
2024-11-14
Accepted Time:
2024-11-15 19:15:21
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1299709 Axos Financial Inc. AX Savings Institution, Federally Chartered (6035) 330867444
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1464919 Mosich Nick 9205 West Russell Road
Suite 400
Las Vegas NV 89148
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2024-11-15 5,102 $80.00 87,357 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Restricted Stock Units Acquisiton 2024-11-14 5,443 $0.00 5,443 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
5,443 No 4 A Direct
Footnotes
  1. These transactions were executed in multiple trades, at prices ranging from $80.00 to $80.01. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold and the prices at which each trade was effected.
  2. The RSUs were granted to the reporting person under the Axos Financial, Inc. Amended and Restated 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors. The number of RSUs granted reflected a change in the compensation applicable to the nonemployee members of the Board of Directors to: (a) change the annual grant date from August of each year to the date of the annual meeting of the stockholders of Axos Financial, Inc.; (b) be based on certain approved dollar amounts (which for certain directors include premiums for service as chairman or vice chairman of the Board of Directors or its committees), divided by the closing stock price on the grant date; and (c) include additional amounts for this year?s grants in light of the delayed grant date for the current year.
  3. Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock.
  4. The RSUs fully vest on the anniversary date of grant.