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Filing Details

Accession Number:: 0001562180-24-007733
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2024-11-15 17:37:05
Reporting Period:: 2024-11-13

Accepted Time:: 2024-11-15 17:37:05
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1811414	Quantumscape Corp	QS	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1398826	Jagdeep Singh	C/O Quantumscape Corporation 1730 Technology Drive San Jose CA 95110		No	No	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Class A Common Stock	Acquisiton	2024-11-13	70,912	$1.31	2,661,495	No	4	M	Direct
Class A Common Stock	Disposition	2024-11-13	70,912	$5.05	2,590,583	No	4	S	Direct
Class A Common Stock	Disposition	2024-11-13	21,277	$5.05	5,694,961	No	4	S	Indirect	By: Trusts
Class A Common Stock	Acquisiton	2024-11-14	5,531	$1.31	2,596,114	No	4	M	Direct
Class A Common Stock	Disposition	2024-11-14	5,531	$5.01	2,590,583	No	4	S	Direct
Class A Common Stock	Disposition	2024-11-14	1,659	$5.01	5,693,302	No	4	S	Indirect	By: Trusts

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	S	Direct
No	4	S	Indirect	By: Trusts
No	4	M	Direct
No	4	S	Direct
No	4	S	Indirect	By: Trusts

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Class A Common Stock	Stock Option (Right to Buy)	Disposition	2024-11-13	70,912	$0.00	70,912	$1.31
Class A Common Stock	Stock Option (Right to Buy)	Disposition	2024-11-14	5,531	$0.00	5,531	$1.31

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
1,274,978	2018-12-10	2026-08-19	No	4	M	Direct
1,269,447	2018-12-10	2026-08-19	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Class A Common Stock	972,978	Indirect	By: The Singh Family Trust UDT dated October 3, 1996

Footnotes

The exercise and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 1, 2024.
Exercise and sale of stock options expiring in the next two years.
The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.00 to $5.145, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
The Reporting Person's family members are beneficiaries of the trusts. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.00 to $5.015, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
Includes 600,000 shares represented by restricted stock units ("RSUs") and performance restricted stock units ("PSUs"). Each RSU/PSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. The RSUs vest each quarter and the PSUs vest upon achievement of certain performance milestones, in both cases subject to the Reporting Person's continued service as of each vesting date.