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Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1703079	Xai Octagon Floating Rate & Alternative Income Trust	XFLT	()	000000000

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1718133	Yogi John Spence	321 N. Clark Street Chicago IL 60054		No	No	No	Yes

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Shares Of Beneficial Ownership	Disposition	2024-07-10	2,390	$0.00	25,498	No	5	J	Indirect	XMS Holdings LLC
Common Shares Of Beneficial Ownership	Disposition	2024-07-17	831	$0.00	25,498	No	5	P	Indirect	XMS Holdings LLC

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	5	J	Indirect	XMS Holdings LLC
No	5	P	Indirect	XMS Holdings LLC

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Shares Of Beneficial Ownership	544,806	Direct
Common Shares Of Beneficial Ownership	10,250	Indirect	XA Investments LLC
Common Shares Of Beneficial Ownership	753	Indirect	By Spouse
Common Shares Of Beneficial Ownership	25,498	Indirect	XMS Holdings LLC

Footnotes

Shares disposed on 07/10/2024 were transferred from XMS Holdings, LLC pursuant to compensatory shares transferred to employee upon separation from the firm
Shares disposed on 07/17/2024 were transferred from XMS Holdings, LLC pursuant to compensatory shares transferred to employee upon separation from the firm
Includes 13042.996 shares acquired through the XFLT Dividend Reinvestment Plan
Includes 36.332 shares acquired through the XFLT Dividend Reinvestment Plan
Includes 1318.03 shares acquired through the XFLT Dividend Reinvestment Plan