Filing Details
- Accession Number:
- 0001140361-11-044180
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-08-31 15:58:25
- Reporting Period:
- 2011-08-30
- Filing Date:
- 2011-08-31
- Accepted Time:
- 2011-08-31 15:58:25
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1382230 | Essa Bancorp Inc. | ESSA | Savings Institutions, Not Federally Chartered (6036) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1392628 | S Gary Olson | 200 Palmer Street Stroudsburg PA 18360 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2011-08-30 | 15 | $11.34 | 94,252 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-08-30 | 585 | $11.33 | 93,667 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-08-30 | 1,400 | $11.32 | 92,267 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-08-30 | 400 | $11.31 | 91,867 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-08-30 | 600 | $11.30 | 91,267 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-08-30 | 2,000 | $11.50 | 89,267 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 36,283 | Indirect | By 401(k) |
| Common Stock | 130 | Indirect | By spouse's IRA 1 |
| Common Stock | 136 | Indirect | By spouse's IRA 2 |
| Common Stock | 5,816 | Indirect | By ESOP |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options | $12.35 | 2009-05-23 | 2018-05-23 | 360,844 | 360,844 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2018-05-23 | 360,844 | 360,844 | Direct |
Footnotes
- Includes shares of restricted stock that vest at a rate of 20% per year commencing on May 23, 2009.
- Reflects stock options that vest at a rate of 20% per year commencing on May 23, 2009.
Billionaire Hedge Funds
