Filing Details
- Accession Number:
- 0001415889-24-026913
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2024-11-14 21:57:25
- Reporting Period:
- 2024-11-11
- Accepted Time:
- 2024-11-14 21:57:25
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1833197 | Latham Group Inc. | SWIM | Plastics Products, Nec (3089) | 832797583 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1907232 | Sanjeev Bahl | C/O Latham Group, Inc. 787 Watervliet Shaker Road Latham NY 12110 | Chief Operating Officer | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.0001 Per Share | Acquisiton | 2024-11-11 | 25,904 | $3.24 | 288,715 | No | 4 | M | Direct | |
| Common Stock, Par Value $0.0001 Per Share | Disposition | 2024-11-11 | 14,154 | $5.93 | 274,561 | No | 4 | D | Direct | |
| Common Stock, Par Value $0.0001 Per Share | Disposition | 2024-11-11 | 11,750 | $5.90 | 262,811 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | D | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.0001 Per Share | Stock Appreciation Right | Disposition | 2024-11-11 | 25,904 | $3.24 | 25,904 | $3.24 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 77,714 | 2024-03-01 | 2033-03-01 | No | 4 | M | Direct |
Footnotes
- These shares were sold in multiple transactions at prices ranging from $5.90 to $5.94 inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
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