Filing Details
- Accession Number:
- 0001062993-24-019202
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2024-11-14 21:03:30
- Reporting Period:
- 2024-11-12
- Accepted Time:
- 2024-11-14 21:03:30
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1844505 | Qt Imaging Holdings Inc. | QTI | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1451693 | S Avi Katz | C/O Qt Imaging Holdings, Inc. 3 Hamilton Landing, Suite 160 Novato CA 94949 | Chairman | Yes | Yes | No | No |
1844511 | Gigacquisitions5, Llc | C/O Qt Imaging Holdings, Inc. 3 Hamilton Landing, Suite 160 Novato CA 94949 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2024-11-12 | 2,671,232 | $0.58 | 2,671,232 | No | 4 | P | Indirect | By GigAcquisitions5, LLC |
Common Stock | Acquisiton | 2024-11-12 | 470,890 | $0.58 | 657,960 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By GigAcquisitions5, LLC |
No | 4 | P | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Subscription Warrants (right to buy) | Acquisiton | 2024-11-12 | 2,671,232 | $0.67 | 2,671,232 | $0.67 |
Common Stock | Subscription Warrants (right to buy) | Acquisiton | 2024-11-12 | 470,890 | $0.67 | 470,890 | $0.67 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
2,671,232 | 2025-05-12 | 2030-05-12 | No | 4 | P | Indirect |
470,890 | 2025-05-12 | 2030-05-12 | No | 4 | P | Direct |
Footnotes
- The shares shown were issued in exchange for principal under the Twelfth Amended and Restated Promissory Note (the "Promissory Note") of the Issuer held by GigAcqusitions5, LLC (the "Sponsor"), which Promissory Note was surrendered by the Sponsor for cancellation.
- The Common Stock is held directly by the Sponsor. The shares held by the Sponsor are beneficially owned by Dr. Katz. Dr. Katz is also the Manager of the Sponsor, who has sole voting and dispositive power over the shares held by the Sponsor.