Filing Details
- Accession Number:
- 0001437749-24-035424
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2024-11-14 20:57:51
- Reporting Period:
- 2024-11-13
- Accepted Time:
- 2024-11-14 20:57:51
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1499422 | Rbb Bancorp | RBB | State Commercial Banks (6022) | 272776416 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1711919 | Richard David Morris | 1055 Wilshire Blvd Suite 1200 Los Angeles CA 90017 | Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, No Par Value | Acquisiton | 2024-11-13 | 9,000 | $20.55 | 46,722 | No | 4 | M | Direct | |
| Common Stock, No Par Value | Disposition | 2024-11-13 | 9,000 | $24.89 | 37,722 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Option (right to buy) | Disposition | 2024-11-13 | 9,000 | $20.55 | 9,000 | $20.55 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2023-01-22 | 2030-01-22 | No | 4 | M | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Restricted Stock Units | Restricted Stock Units | $0.00 | 767 | 767 | Direct | ||
| Restricted Stock Units | Restricted Stock Units | $0.00 | 5,204 | 5,204 | Direct | ||
| Restricted Stock Units | Restricted Stock Units | $0.00 | 6,675 | 6,675 | Direct | ||
| Restricted Stock Units | Restricted Stock Units | $0.00 | 9,493 | 9,493 | Direct | ||
| Performance Stock Units | Performance Stock Units | $0.00 | 14,240 | 14,240 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 767 | 767 | Direct | |
| 5,204 | 5,204 | Direct | |
| 6,675 | 6,675 | Direct | |
| 9,493 | 9,493 | Direct | |
| 14,240 | 14,240 | Direct |
Footnotes
- These options vest in three equal annual installments beginning one year after the 01/22/2020 date of grant.
- These restricted stock units vest in three equal annual installments beginning one year after the 01/19/2022 date of grant.
- There will be no expiration date once restricted stock units vest.
- These restricted stock units vest in three equal installments beginning one year after 01/18/2023 date of grant.
- These restricted stock units vest in three equal installments beginning one year after 02/21/2024 date of grant.
- These restricted stock units vest in three equal installments beginning one year after 03/20/2024 date of grant.
- These performance stock units ("PSUs") will vest conditionally on the achievement of certain performance goals and an employment condition. The reported PSUs will vest at the expiration of a three-year period beginning on 03/20/2024 subject to the Reporting Person's satisfaction of the employment condition.
Billionaire Hedge Funds
