Filing Details
- Accession Number:
- 0001181431-11-047553
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-08-31 15:30:34
- Reporting Period:
- 2011-08-31
- Filing Date:
- 2011-08-31
- Accepted Time:
- 2011-08-31 15:30:34
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 903129 | Amerigon Inc | ARGN | Motor Vehicle Parts & Accessories (3714) | 954318554 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1265772 | J Daniel Pace | 21680 Haggerty Road Suite 101 Northville MI 48167 | Vp Sales & Marketing | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-08-31 | 11,667 | $8.02 | 42,602 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-08-31 | 16,667 | $2.62 | 59,269 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-08-31 | 28,334 | $13.50 | 30,935 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Option to Purchase Common Stock | Disposition | 2011-08-31 | 11,667 | $0.00 | 11,667 | $8.02 |
| Common Stock | Option to Purchase Common Stock | Disposition | 2011-08-31 | 16,667 | $0.00 | 16,667 | $2.62 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2011-06-30 | 2018-07-23 | No | 4 | M | Direct |
| 0 | 2011-03-11 | 2019-03-11 | No | 4 | M | Direct |
Footnotes
- This amount represents the total number of Derivative Securities Beneficially Owned of the class shown (i.e. the same exercise price and expiration date). After giving effect to all of the transactions reported on this Form 4, the Reporting Person owns a total of 16,667 Options to Purchase Common Stock of varying classes (i.e. varying exercise prices and expiration dates).
Billionaire Hedge Funds
