Filing Details
- Accession Number:
- 0001289419-11-000279
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-08-31 15:15:38
- Reporting Period:
- 2011-08-29
- Filing Date:
- 2011-08-31
- Accepted Time:
- 2011-08-31 15:15:38
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1289419 | Morningstar Inc. | MORN | Investment Advice (6282) | 363297908 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1323982 | Ii James Donald Phillips | C/O Morningstar, Inc. 22 West Washington Street Chicago IL 60602 | President, Fund Research | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2011-08-29 | 2,697 | $58.73 | 276,055 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-08-29 | 5,775 | $59.48 | 270,280 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-08-29 | 289 | $60.03 | 269,991 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 70,738 | Indirect | By GRAT |
Footnotes
- The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 25, 2011.
- The transaction was executed in multiple trades at prices ranging from $58.01 to $59.00. The price reported aboved reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
- The transaction was executed in multiple trades at prices ranging from $59.01 to $60.01. The price reported aboved reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
- The transaction was executed in multiple trades at prices ranging from $60.01 to $60.07. The price reported aboved reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Billionaire Hedge Funds
