Filing Details
- Accession Number:
- 0000950170-24-127229
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2024-11-14 17:25:35
- Reporting Period:
- 2024-11-12
- Accepted Time:
- 2024-11-14 17:25:35
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1527166 | Carlyle Group Inc. | CG | Investment Advice (6282) | 452832612 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1543846 | A. Daniel D'aniello | 1001 Pennsylvania Avenue, Nw Washington DC 20004 | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2024-11-12 | 434,230 | $51.37 | 61,312 | No | 4 | S | Indirect | See Footnote |
Common Stock | Disposition | 2024-11-12 | 61,312 | $52.69 | 0 | No | 4 | S | Indirect | See Footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | See Footnote |
No | 4 | S | Indirect | See Footnote |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 32,504,102 | Direct |
Footnotes
- The price reported in column 4 is a weighted average price. These securities were sold in multiple transactions at prices ranging from $51.33 to $52.325, inclusive. The reporting person undertakes to provide to The Carlyle Group Inc., any security holder of The Carlyle Group Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of common stock sold at each separate price within the range set forth in this footnote.
- The price reported in column 4 is a weighted average price. These securities were sold in multiple transactions at prices ranging from $52.33 to $53.23, inclusive. The reporting person undertakes to provide to The Carlyle Group Inc., any security holder of The Carlyle Group Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of common stock sold at each separate price within the range set forth in this footnote.
- Such securities were held in a trust for the benefit of the reporting person's family. The reporting person is the special purpose trustee of the trust and had sole investment power over the securities. The sale of the securities by the reporting person's family trust reported herein is part of broader estate planning transactions on behalf of the reporting person's family.
- Includes 17,000 shares of common stock that were transferred by Carlyle Group Management L.L.C. on July 10, 2024, which securities were previously reported as indirectly beneficially owned by the reporting person and the transfer of which was exempt from reporting under Rule 16a-13 under the Securities Exchange Act of 1934, as amended.