Filing Details

Accession Number:
0001104659-24-119195
Form Type:
4
Zero Holdings:
No
Publication Time:
2024-11-14 17:00:09
Reporting Period:
2024-11-12
Accepted Time:
2024-11-14 17:00:09
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1425205 Iovance Biotherapeutics Inc. IOVA () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1363984 D Ryan Maynard C/O Iovance Biotherapeutics, Inc.
825 Industrial Road, 4Th Floor
San Carlos CA 94070
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2024-11-12 50,000 $7.45 57,500 No 4 M Direct
Common Stock Disposition 2024-11-12 50,000 $10.06 7,500 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (right to buy) Disposition 2024-11-12 50,000 $0.00 50,000 $7.45
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2016-02-16 2025-02-15 No 4 M Direct
Footnotes
  1. Represents an exercise of stock options prior to the 10-year expiration date of such options.
  2. Represents the subsequent sale of the underlying shares of the aforementioned exercise of stock options.
  3. Represents the weighted average sale price of a series of open market transactions with sale prices ranging between $10.05 and $10.105.
  4. These options became exercisable in four equal quarterly installments of 12,500 each following the date of grant, which was February 16, 2015.
  5. Such aggregate number reflects the remainder of such stock options granted on February 16, 2015, but does not include any other stock options held by such Reporting Person.