Filing Details
- Accession Number:
- 0001104659-24-119195
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2024-11-14 17:00:09
- Reporting Period:
- 2024-11-12
- Accepted Time:
- 2024-11-14 17:00:09
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1425205 | Iovance Biotherapeutics Inc. | IOVA | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1363984 | D Ryan Maynard | C/O Iovance Biotherapeutics, Inc. 825 Industrial Road, 4Th Floor San Carlos CA 94070 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2024-11-12 | 50,000 | $7.45 | 57,500 | No | 4 | M | Direct | |
Common Stock | Disposition | 2024-11-12 | 50,000 | $10.06 | 7,500 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (right to buy) | Disposition | 2024-11-12 | 50,000 | $0.00 | 50,000 | $7.45 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2016-02-16 | 2025-02-15 | No | 4 | M | Direct |
Footnotes
- Represents an exercise of stock options prior to the 10-year expiration date of such options.
- Represents the subsequent sale of the underlying shares of the aforementioned exercise of stock options.
- Represents the weighted average sale price of a series of open market transactions with sale prices ranging between $10.05 and $10.105.
- These options became exercisable in four equal quarterly installments of 12,500 each following the date of grant, which was February 16, 2015.
- Such aggregate number reflects the remainder of such stock options granted on February 16, 2015, but does not include any other stock options held by such Reporting Person.