Filing Details
- Accession Number:
- 0001209191-11-046130
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-08-31 14:33:39
- Reporting Period:
- 2011-08-29
- Filing Date:
- 2011-08-31
- Accepted Time:
- 2011-08-31 14:33:39
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1331520 | Home Bancshares Inc | HOMB | State Commercial Banks (6022) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1365280 | Jr F Robert Birch | P.o. Box 966 Conway AR 72033 | Centennial Bank Regional Pres. | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-08-29 | 3,000 | $8.68 | 4,500 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-08-29 | 3,000 | $23.26 | 1,500 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option | Disposition | 2011-08-29 | 3,000 | $0.00 | 3,000 | $8.68 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
9,097 | 2001-11-30 | 2011-11-30 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 48,222 | Indirect | By the Bob Birch Trust |
Common Stock | 2,988 | Indirect | By IRA |
Common Stock | 664 | Indirect | By wife's IRA |
Common Stock | 11,380 | Indirect | By 401(k) |
Common Stock - Restricted | 5,652 | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Performance Stock Option | $11.09 | 2010-01-01 | 2016-03-13 | 14,826 | 14,826 | Direct |
Common Stock | Stock Option | $8.68 | 2002-11-30 | 2012-11-30 | 12,097 | 12,097 | Direct |
Common Stock | Stock Option | $8.68 | 2003-11-30 | 2013-11-30 | 12,095 | 12,095 | Direct |
Common Stock | Stock Option | $8.68 | 2004-11-30 | 2014-11-30 | 12,095 | 12,095 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2016-03-13 | 14,826 | 14,826 | Direct |
2012-11-30 | 12,097 | 12,097 | Direct |
2013-11-30 | 12,095 | 12,095 | Direct |
2014-11-30 | 12,095 | 12,095 | Direct |
Footnotes
- Restricted Stock granted on January 22, 2010 will vest in 33 1/3% installments over three years each January 22nd.
- Includes 14.0663 shares acquired through the Home BancShares, Inc. Dividend Reinvestment Plan.
- Includes 36.43 shares acquired through the Home BancShares, Inc. 401(k) Plan since the last filing.
- Restricted Stock granted on February 2, 2011 will vest in 33 1/3% installments over three years each February 2nd.
- Includes 226.9813 shares acquired through the Home BancShares, Inc. Dividend Reinvestment Plan.