Filing Details

Accession Number:
0000950170-24-127088
Form Type:
4
Zero Holdings:
No
Publication Time:
2024-11-14 16:21:55
Reporting Period:
2024-11-12
Accepted Time:
2024-11-14 16:21:55
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1832483 Serve Robotics Inc. SERV Miscellaneous Transportation Equipment (3790) 853844872
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1986987 Buckly James Jordan C/O Serve Robotics Inc.
730 Broadway
Redwood City CA 94063
No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2024-11-12 140,231 $8.74 518,804 No 4 S Indirect By Wavemaker Global Select II, LLC
Common Stock Disposition 2024-11-13 3,872 $8.40 514,932 No 4 S Indirect By Wavemaker Global Select II, LLC
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By Wavemaker Global Select II, LLC
No 4 S Indirect By Wavemaker Global Select II, LLC
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 9,200 Indirect By Future VC, LLC
Common Stock 77,291 Indirect By Match Robotics VC, LLC
Common Stock 1,771 Direct
Footnotes
  1. The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $8.53 to $9.15, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
  2. The Reporting Person is the Managing Partner of Wavemaker Global Select II, LLC and has dispositive power over the shares of common stock held thereby. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
  3. The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $8.06 to $8.77, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
  4. The Reporting Person has voting and dispositive power over the shares held by Future VC, LLC and Match Robotics VC, LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.