Filing Details
- Accession Number:
- 0000950170-24-127088
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2024-11-14 16:21:55
- Reporting Period:
- 2024-11-12
- Accepted Time:
- 2024-11-14 16:21:55
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1832483 | Serve Robotics Inc. | SERV | Miscellaneous Transportation Equipment (3790) | 853844872 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1986987 | Buckly James Jordan | C/O Serve Robotics Inc. 730 Broadway Redwood City CA 94063 | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2024-11-12 | 140,231 | $8.74 | 518,804 | No | 4 | S | Indirect | By Wavemaker Global Select II, LLC |
Common Stock | Disposition | 2024-11-13 | 3,872 | $8.40 | 514,932 | No | 4 | S | Indirect | By Wavemaker Global Select II, LLC |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By Wavemaker Global Select II, LLC |
No | 4 | S | Indirect | By Wavemaker Global Select II, LLC |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 9,200 | Indirect | By Future VC, LLC |
Common Stock | 77,291 | Indirect | By Match Robotics VC, LLC |
Common Stock | 1,771 | Direct |
Footnotes
- The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $8.53 to $9.15, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
- The Reporting Person is the Managing Partner of Wavemaker Global Select II, LLC and has dispositive power over the shares of common stock held thereby. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
- The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $8.06 to $8.77, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
- The Reporting Person has voting and dispositive power over the shares held by Future VC, LLC and Match Robotics VC, LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.