Filing Details

Accession Number:
0001539497-24-002414
Form Type:
4
Zero Holdings:
No
Publication Time:
2024-11-13 16:30:55
Reporting Period:
2024-11-13
Accepted Time:
2024-11-13 16:30:55
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1512228 Niocorp Developments Ltd NB () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1496772 A. Mark Smith C/O Niocorp Developments Ltd.
7000 Yosemite Streete, Suite 115
Centennial CO 80112
President & Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Shares Acquisiton 2024-11-13 183,422 $0.00 2,272,018 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Shares Common Shares Purchase Warrant (right to buy) Acquisiton 2024-11-13 183,422 $0.00 183,422 $1.75
Common Shares Common Shares Purchase Warrant (right to buy) Acquisiton 2024-11-13 91,711 $0.00 91,711 $2.07
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
183,422 2024-11-13 2026-11-13 No 4 P Direct
91,711 2025-05-14 2029-11-13 No 4 P Direct
Footnotes
  1. Exercisable immediately on the issue date.
  2. On November 13, 2023, the reporting person purchased 183,422 units (each, a "Unit") from NioCorp Developments Ltd. (the "Issuer") in a private placement. Each Unit consists of one common share, without par value (a "Common Share"), of the Issuer, one warrant to purchase one Common Share (a "Series A Warrant") and one-half of one warrant to purchase one Common Share (together with the series A Warrants, the "Warrants"). The price per Unit was $1.7675, which amount includes $0.125 per Warrant underlying each Unit.
  3. Exercisable beginning six months and one day from the issue date on May 14, 2025.