Filing Details
- Accession Number:
- 0001539497-24-002414
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2024-11-13 16:30:55
- Reporting Period:
- 2024-11-13
- Accepted Time:
- 2024-11-13 16:30:55
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1512228 | Niocorp Developments Ltd | NB | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1496772 | A. Mark Smith | C/O Niocorp Developments Ltd. 7000 Yosemite Streete, Suite 115 Centennial CO 80112 | President & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Shares | Acquisiton | 2024-11-13 | 183,422 | $0.00 | 2,272,018 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Shares | Common Shares Purchase Warrant (right to buy) | Acquisiton | 2024-11-13 | 183,422 | $0.00 | 183,422 | $1.75 |
Common Shares | Common Shares Purchase Warrant (right to buy) | Acquisiton | 2024-11-13 | 91,711 | $0.00 | 91,711 | $2.07 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
183,422 | 2024-11-13 | 2026-11-13 | No | 4 | P | Direct |
91,711 | 2025-05-14 | 2029-11-13 | No | 4 | P | Direct |
Footnotes
- Exercisable immediately on the issue date.
- On November 13, 2023, the reporting person purchased 183,422 units (each, a "Unit") from NioCorp Developments Ltd. (the "Issuer") in a private placement. Each Unit consists of one common share, without par value (a "Common Share"), of the Issuer, one warrant to purchase one Common Share (a "Series A Warrant") and one-half of one warrant to purchase one Common Share (together with the series A Warrants, the "Warrants"). The price per Unit was $1.7675, which amount includes $0.125 per Warrant underlying each Unit.
- Exercisable beginning six months and one day from the issue date on May 14, 2025.