Filing Details
- Accession Number:
- 0001748824-24-000050
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2024-11-13 16:29:43
- Reporting Period:
- 2024-11-11
- Accepted Time:
- 2024-11-13 16:29:43
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1748824 | Brightsphere Investment Group Inc. | BSIG | Investment Advice (6282) | 471121020 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1810382 | Jonathan Richard Hart | 200 State Street 13Th Floor Boston MA 02109 | Chief Legal Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2024-11-11 | 90,000 | $12.00 | 160,009 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2024-11-11 | 62,585 | $29.25 | 97,424 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2024-11-11 | 375,000 | $10.00 | 472,424 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2024-11-11 | 246,646 | $29.25 | 225,778 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2024-11-11 | 70,000 | $28.52 | 155,778 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option | Disposition | 2024-11-11 | 90,000 | $0.00 | 90,000 | $12.00 |
| Common Stock | Employee Stock Option | Disposition | 2024-11-11 | 375,000 | $0.00 | 375,000 | $10.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2025-02-14 | No | 4 | M | Direct | |
| 0 | 2024-12-31 | No | 4 | M | Direct |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.77 to $29.86, inclusive. The reporting person undertakes to provide to BrightSphere Investment Group Inc., any securityholder of BrightSphere Investment Group Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.
- On February 14, 2020, the reporting person was granted an option to purchase 150,000 shares of common stock of BrightSphere Investment Group Inc. The option vested in five equal installments, with the first tranche vesting immediately and the following tranches vesting on each of December 31, 2020, December 31, 2021, December 31, 2022 and December 31, 2023.
- On April 21, 2020, the reporting person was granted an option to purchase 500,000 shares of common stock of BrightSphere Investment Group Inc. The option vested in four equal installments on each of December 31, 2020, December 31, 2021, December 31, 2022 and December 31, 2023.
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