Filing Details

Accession Number:
0001415889-24-026691
Form Type:
4
Zero Holdings:
No
Publication Time:
2024-11-13 16:15:10
Reporting Period:
2024-11-11
Accepted Time:
2024-11-13 16:15:10
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1736297 Astera Labs Inc. ALAB () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1484394 A Stefan Dyckerhoff 755 Page Mill Road, Suite A-200
Palo Alto CA 94304-1005
No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2024-11-11 36,202 $91.34 410,677 No 4 S Indirect By Trust
Common Stock Disposition 2024-11-11 7,583 $92.13 403,094 No 4 S Indirect By Trust
Common Stock Disposition 2024-11-11 1,124 $94.04 401,970 No 4 S Indirect By Trust
Common Stock Disposition 2024-11-11 1,541 $95.54 400,429 No 4 S Indirect By Trust
Common Stock Disposition 2024-11-11 3,051 $96.56 397,378 No 4 S Indirect By Trust
Common Stock Disposition 2024-11-11 499 $97.35 396,879 No 4 S Indirect By Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By Trust
No 4 S Indirect By Trust
No 4 S Indirect By Trust
No 4 S Indirect By Trust
No 4 S Indirect By Trust
No 4 S Indirect By Trust
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 203,445 Indirect By SHM Investments, LLC
Common Stock 9,936 Indirect By Limited Partnership (TF)
Common Stock 4,767 Indirect By DIFT-2
Common Stock 4,765 Indirect By DIFT-AMD
Common Stock 4,765 Indirect By DIFT-BAD
Common Stock 4,765 Indirect By DIFT-SHD
Common Stock 4,765 Indirect By DIFT-IND
Common Stock 129,617 Direct
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $91.00 to $91.99 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  2. Shares held by a trust of which the Reporting Person is a Trustee. The Reporting Person disclaims beneficial ownership in these shares except as to the Reporting Person's pecuniary interest therein.
  3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $92.00 to $92.36 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $94.00 to $94.1050 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  5. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $95.03 to $95.86 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  6. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $96.05 to $96.985 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  7. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $97.06 to $97.43 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  8. Shares held by SHM Investments, LLC ("SHMI"). The Reporting Person is a managing member of SHMI. The Reporting Person disclaims beneficial ownership in these shares except as to the Reporting Person's pecuniary interest therein.
  9. Shares held by a limited partnership of which the Reporting Person is a trustee of a trust which is the general partner. The Reporting Person disclaims beneficial ownership in these shares except as to the Reporting Person's pecuniary interest therein.
  10. Shares held by an irrevocable trust of which the Reporting Person is a Trustee. The Reporting Person disclaims beneficial ownership in these shares except as to the Reporting Person's pecuniary interest therein.