Filing Details
- Accession Number:
- 0002016223-24-000002
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2024-11-13 11:47:13
- Reporting Period:
- 2024-11-12
- Accepted Time:
- 2024-11-13 11:47:13
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1534254 | Cion Investment Corp | CION | () | 453058280 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
2016223 | Charlie Arestia | C/O Cion Investment Corp 100 Park Avenue, 25Th Floor New York NY 10017 | See Remarks | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, $0.001 Par Value | Acquisiton | 2024-11-12 | 750 | $11.39 | 1,213 | No | 4 | P | Indirect | By 401(k) Plan |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By 401(k) Plan |
Footnotes
- Represents the aggregate of purchases effected on the same trading day at different prices.
- Represents the weighted average purchase price per share. The shares were purchased at prices of $11.38 and $11.41 per share. Full information regarding the number of shares purchased at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
- Includes 13.43 shares acquired under the Issuer's distribution reinvestment plan.
- Represents shares acquired in the Reporting Person's account with a third-party, non-Issuer 401(k) retirement savings plan qualified under Section 401(k) of the Internal Revenue Code of 1986, as amended.