Filing Details

Accession Number:
0002016223-24-000002
Form Type:
4
Zero Holdings:
No
Publication Time:
2024-11-13 11:47:13
Reporting Period:
2024-11-12
Accepted Time:
2024-11-13 11:47:13
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1534254 Cion Investment Corp CION () 453058280
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
2016223 Charlie Arestia C/O Cion Investment Corp
100 Park Avenue, 25Th Floor
New York NY 10017
See Remarks No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, $0.001 Par Value Acquisiton 2024-11-12 750 $11.39 1,213 No 4 P Indirect By 401(k) Plan
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By 401(k) Plan
Footnotes
  1. Represents the aggregate of purchases effected on the same trading day at different prices.
  2. Represents the weighted average purchase price per share. The shares were purchased at prices of $11.38 and $11.41 per share. Full information regarding the number of shares purchased at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
  3. Includes 13.43 shares acquired under the Issuer's distribution reinvestment plan.
  4. Represents shares acquired in the Reporting Person's account with a third-party, non-Issuer 401(k) retirement savings plan qualified under Section 401(k) of the Internal Revenue Code of 1986, as amended.