Filing Details
- Accession Number:
- 0001127602-24-027150
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2024-11-13 10:05:46
- Reporting Period:
- 2024-11-11
- Accepted Time:
- 2024-11-13 10:05:46
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1174850 | Nicolet Bankshares Inc | NIC | National Commercial Banks (6021) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1243706 | E Michael Daniels | C/O Nicolet National Bank 111 North Washington Street Green Bay WI 54301 | Chairman, President & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2024-11-11 | 4,869 | $48.85 | 77,303 | No | 4 | M | Direct | |
Common Stock | Disposition | 2024-11-11 | 4,869 | $115.00 | 72,434 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2024-11-12 | 6,580 | $48.85 | 79,014 | No | 4 | M | Direct | |
Common Stock | Disposition | 2024-11-12 | 6,580 | $115.00 | 72,434 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | Disposition | 2024-11-11 | 4,869 | $0.00 | 4,869 | $48.85 |
Common Stock | Stock Option (Right to Buy) | Disposition | 2024-11-12 | 6,580 | $0.00 | 6,580 | $48.85 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
6,580 | 2027-05-16 | No | 4 | M | Direct | |
0 | 2027-05-16 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 6,252 | Indirect | By 401(k) Plan |
Common Stock | 9,803 | Indirect | By Spouse |
Footnotes
- Includes shares acquired under the Employee Stock Purchase Plan. Mr. Daniels has not acquired additional shares under the Employee Stock Purchase Plan since his last Form 4 filing on November 8, 2024. Mr. Daniels owns a total of 945 shares in the Employee Stock Purchase Plan as of the date of this report.
- The non-qualified stock option fully vested as of May 16, 2022, and is now fully exercised.