Filing Details

Accession Number:
0001600620-24-000114
Form Type:
4
Zero Holdings:
No
Publication Time:
2024-11-12 19:20:36
Reporting Period:
2024-11-08
Accepted Time:
2024-11-12 19:20:36
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1600620 Aurinia Pharmaceuticals Inc. AUPH Pharmaceutical Preparations (2834) 981231763
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1639637 L. Karen Smith #140, 14315 - 118 Avenue
Edmonton A0 T5L 4S6
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2024-11-08 17,913 $0.00 17,913 No 4 M Direct
Common Stock Disposition 2024-11-11 5,241 $8.43 12,672 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Restricted Stock Units Disposition 2024-11-08 17,913 $0.00 17,913 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 M Direct
Footnotes
  1. Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.
  2. Represents the number of shares automatically sold to cover tax withholding obligations in connection with the vesting of RSUs.
  3. The price in column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $8.37 to $8.47, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range.
  4. The RSUs vested one year from date of grant and have no expiration date.