Filing Details
- Accession Number:
- 0000927628-24-000318
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2024-11-12 17:07:00
- Reporting Period:
- 2024-11-07
- Accepted Time:
- 2024-11-12 17:07:00
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
927628 | Capital One Financial Corp | COF | National Commercial Banks (6021) | 541719854 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1425374 | M. Robert Alexander | 1680 Capital One Drive Mclean VA 22102 | Chief Information Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2024-11-07 | 4,328 | $186.77 | 69,406 | No | 4 | S | Direct | |
Common Stock | Disposition | 2024-11-07 | 2,166 | $187.74 | 67,240 | No | 4 | S | Direct | |
Common Stock | Disposition | 2024-11-07 | 100 | $188.57 | 67,140 | No | 4 | S | Direct | |
Common Stock | Disposition | 2024-11-07 | 6,516 | $186.80 | 60,624 | No | 4 | S | Direct | |
Common Stock | Disposition | 2024-11-07 | 3,384 | $187.71 | 57,240 | No | 4 | S | Direct | |
Common Stock | Disposition | 2024-11-07 | 100 | $188.57 | 57,140 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 2 | Indirect | Robert M. Alexander UGMA |
Common Stock | 100 | Indirect | The Alexander Fund |
Footnotes
- This transaction was executed pursuant to a trading plan entered into by the reporting person on August 8, 2024 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $186.31 to $187.06. Information regarding the number of shares sold at each price will be provided upon request.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $187.32 to $188.23. Information regarding the number of shares sold at each price will be provided upon request.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $186.31 to $187.29. Information regarding the number of shares sold at each price will be provided upon request.